Patel Prakesh — SEC Form 4 filings
SEC reporting owner CIK 1863629. 5 Form 4 filings on record with FilingPulse; latest filed 2024-05-28.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-02-20 to 2024-05-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 81,307 shares, $186,602 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 35,902 shares @ $2.19 ($78,625) in STEM, INC., filed 2024-03-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STEM, INC. (STEM) | Chief Strategy Officer | 5 | — | 4 legs · 81,307 sh · $186,602 | 11 |
Form 4 filings — Patel Prakesh
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-28 | 4 | STEM, INC. (STEM) | Grant/award (A): 125,000 (derivative) @ $0 | EDGAR |
| 2024-04-30 | 4 | STEM, INC. (STEM) | Option exercise (M): 65,000 @ $0 · Option exercise (M): 3,453 @ $0 · Sale (S): 23,863 @ $1.87 · Option exercise (M): 3,453 (derivative) @ $0 · Option exercise (M): 65,000 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | STEM, INC. (STEM) | Sale (S): 35,902 @ $2.19 | EDGAR |
| 2024-03-05 | 4 | STEM, INC. (STEM) | Option exercise (M): 16,747 @ $0 · Grant/award (A): 77,308 @ $0 · Sale (S): 7,153 @ $2.48 · Option exercise (M): 16,747 (derivative) @ $0 | EDGAR |
| 2024-02-20 | 4 | STEM, INC. (STEM) | Option exercise (M): 33,000 @ $0 · Sale (S): 14,389 @ $3.17 · Option exercise (M): 33,000 (derivative) @ $0 · Grant/award (A): 64,320 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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