Phillips Keith D. — SEC Form 4 filings
SEC reporting owner CIK 1864191. 8 Form 4 filings on record with FilingPulse; latest filed 2026-05-08.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-01-30 to 2026-05-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 41,867 shares, $515,521 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: sale of 41,867 shares @ $12.31 ($515,521) in Piedmont Lithium Inc., filed 2024-12-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Piedmont Lithium Inc. (PLL) | President and CEO, Director | 7 | — | 1 leg · 41,867 sh · $515,521 | 14 |
| Rare Earths Americas, Inc. (REA) | Director | 1 | — | — | 1 |
Form 4 filings — Phillips Keith D.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-08 | 4 | Rare Earths Americas, Inc. (REA) | Grant/award (A): 4,407 (derivative) @ $0 | EDGAR |
| 2025-08-29 | 4 | Piedmont Lithium Inc. (PLL) | Grant/award (A): 137,560 @ $0 · Disposition to issuer (D): 301,569 · Disposition to issuer (D): 169,903 (derivative) · Disposition to issuer (D): 29,890 (derivative) · Disposition to issuer (D): 22,674 (derivative) · Disposition to issuer (D): 36,276 (derivative) · +1 more | EDGAR |
| 2025-01-23 | 4 | Piedmont Lithium Inc. (PLL) | Grant/award (A): 7,602 @ $0 · Tax withholding (F): 2,992 @ $9.08 | EDGAR |
| 2025-01-03 | 4 | Piedmont Lithium Inc. (PLL) | Tax withholding (F): 11,217 @ $8.81 | EDGAR |
| 2024-12-12 | 4 | Piedmont Lithium Inc. (PLL) | Sale (S): 41,867 @ $12.31 | EDGAR |
| 2024-06-13 | 4 | Piedmont Lithium Inc. (PLL) | Grant/award (A): 64,362 @ $0 · Grant/award (A): 169,903 (derivative) @ $0 | EDGAR |
| 2024-02-02 | 4 | Piedmont Lithium Inc. (PLL) | Tax withholding (F): 4,383 @ $17.28 | EDGAR |
| 2024-01-30 | 4 | Piedmont Lithium Inc. (PLL) | Grant/award (A): 11,137 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1864191 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →