Klinger Shannon Thyme — SEC Form 4 filings
SEC reporting owner CIK 1866132. 37 Form 4 filings on record with FilingPulse; latest filed 2026-09-08.
Transaction summary — filings shown
Covers all 37 filings on record, filed 2024-02-29 to 2026-09-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 17 legs across 17 filings — 33,142 shares, $2,790,449 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 138.
- Largest priced transaction: sale of 5,178 shares @ $148.09 ($766,785) in Moderna, Inc., filed 2024-06-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Moderna, Inc. (MRNA) | Chief Legal Officer | 37 | — | 17 legs · 33,142 sh · $2,790,449 | 138 |
Form 4 filings — Klinger Shannon Thyme
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-08 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 11,797 · Tax withholding (F): 5,704 @ $148.87 · Option exercise (M): 11,797 (derivative) @ $0 | EDGAR |
| 2026-09-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 3,471 @ $30.96 · Sale (S): 3,471 @ $139.95 · Option exercise (M): 2,166 · Tax withholding (F): 1,048 @ $140.34 · Option exercise (M): 3,471 (derivative) @ $0 · Option exercise (M): 2,166 (derivative) @ $0 | EDGAR |
| 2026-08-31 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 774 · Tax withholding (F): 375 @ $149.66 · Option exercise (M): 329 · Tax withholding (F): 160 @ $142.77 · Option exercise (M): 774 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2026-06-08 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 3,471 @ $30.96 · Sale (S): 3,471 @ $50 · Option exercise (M): 11,798 · Tax withholding (F): 5,705 @ $51.59 · Option exercise (M): 3,471 (derivative) @ $0 · Option exercise (M): 11,798 (derivative) @ $0 | EDGAR |
| 2026-06-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 2,165 · Tax withholding (F): 1,047 @ $47.19 · Option exercise (M): 2,165 (derivative) @ $0 | EDGAR |
| 2026-05-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 773 · Tax withholding (F): 374 @ $47.03 · Option exercise (M): 328 · Tax withholding (F): 159 @ $47.61 · Option exercise (M): 773 (derivative) @ $0 · Option exercise (M): 328 (derivative) @ $0 | EDGAR |
| 2026-03-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 11,797 · Tax withholding (F): 5,704 @ $57.80 · Option exercise (M): 11,797 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 233 · Tax withholding (F): 113 @ $51.71 · Option exercise (M): 329 · Tax withholding (F): 160 @ $51.71 · Option exercise (M): 774 · Tax withholding (F): 375 @ $51.71 · +11 more | EDGAR |
| 2026-02-13 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 2,630 @ $0 · Tax withholding (F): 1,334 @ $41.99 | EDGAR |
| 2025-12-08 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 47,190 · Tax withholding (F): 22,817 @ $25.49 · Option exercise (M): 47,190 (derivative) @ $0 | EDGAR |
| 2025-12-02 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 233 · Tax withholding (F): 113 @ $25.98 · Option exercise (M): 233 (derivative) @ $0 | EDGAR |
| 2025-12-01 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 773 · Tax withholding (F): 374 @ $24.75 · Option exercise (M): 329 · Tax withholding (F): 160 @ $25.01 · Option exercise (M): 773 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2025-09-02 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 232 · Tax withholding (F): 113 @ $24.47 · Option exercise (M): 232 (derivative) @ $0 | EDGAR |
| 2025-08-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 774 · Tax withholding (F): 375 @ $24.73 · Option exercise (M): 329 · Tax withholding (F): 160 @ $25.10 · Option exercise (M): 774 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2025-06-09 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,139 · Tax withholding (F): 551 @ $26.12 · Option exercise (M): 1,139 (derivative) @ $0 | EDGAR |
| 2025-06-02 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 233 · Tax withholding (F): 113 @ $26.93 · Option exercise (M): 233 (derivative) @ $0 | EDGAR |
| 2025-05-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 773 · Tax withholding (F): 374 @ $26.26 · Option exercise (M): 328 · Tax withholding (F): 159 @ $26.76 · Option exercise (M): 773 (derivative) @ $0 · Option exercise (M): 328 (derivative) @ $0 | EDGAR |
| 2025-03-10 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,139 · Tax withholding (F): 551 @ $34.30 · Option exercise (M): 1,139 (derivative) @ $0 | EDGAR |
| 2025-03-03 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 233 · Tax withholding (F): 113 @ $31.09 · Option exercise (M): 329 · Tax withholding (F): 160 @ $31.09 · Option exercise (M): 233 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 · +2 more | EDGAR |
| 2025-02-28 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 3,094 · Tax withholding (F): 1,496 @ $33.58 · Option exercise (M): 2,653 · Tax withholding (F): 1,283 @ $33.58 · Option exercise (M): 3,094 (derivative) @ $0 · Option exercise (M): 2,653 (derivative) @ $0 | EDGAR |
| 2025-02-14 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 2,047 @ $0 · Tax withholding (F): 1,068 @ $30.93 | EDGAR |
| 2024-12-10 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,138 · Sale (S): 529 @ $44.68 · Option exercise (M): 1,138 (derivative) @ $0 | EDGAR |
| 2024-12-06 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 188,761 (derivative) @ $0 | EDGAR |
| 2024-12-04 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 232 · Sale (S): 112 @ $43.30 · Option exercise (M): 232 (derivative) @ $0 | EDGAR |
| 2024-12-02 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 329 · Option exercise (M): 2,652 · Sale (S): 1,418 @ $42.79 · Option exercise (M): 329 (derivative) @ $0 · Option exercise (M): 2,652 (derivative) @ $0 | EDGAR |
| 2024-09-10 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,139 · Sale (S): 551 @ $73.57 · Option exercise (M): 1,139 (derivative) @ $0 | EDGAR |
| 2024-09-04 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 233 · Sale (S): 114 @ $76.99 · Option exercise (M): 233 (derivative) @ $0 | EDGAR |
| 2024-08-30 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 329 · Sale (S): 162 @ $78.03 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
| 2024-08-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 2,652 · Sale (S): 1,319 @ $79.39 · Option exercise (M): 2,652 (derivative) @ $0 | EDGAR |
| 2024-06-11 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,139 · Option exercise (M): 9,108 · Sale (S): 5,178 @ $148.09 · Option exercise (M): 1,139 (derivative) @ $0 · Option exercise (M): 9,108 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 232 · Sale (S): 122 @ $140.72 · Option exercise (M): 232 (derivative) @ $0 | EDGAR |
| 2024-05-30 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 328 · Sale (S): 183 @ $144.50 · Option exercise (M): 328 (derivative) @ $0 | EDGAR |
| 2024-05-29 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 2,652 · Sale (S): 1,296 @ $162.47 · Option exercise (M): 2,652 (derivative) @ $0 | EDGAR |
| 2024-03-11 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,138 · Sale (S): 544 @ $99.05 · Option exercise (M): 1,138 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 233 · Sale (S): 117 @ $94.34 · Option exercise (M): 233 (derivative) @ $0 | EDGAR |
| 2024-03-01 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 1,315 · Sale (S): 670 @ $94.57 · Option exercise (M): 1,315 (derivative) @ $0 | EDGAR |
| 2024-02-29 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 23,635 (derivative) @ $0 · Grant/award (A): 12,377 (derivative) @ $0 · Grant/award (A): 60,216 (derivative) @ $0 · Grant/award (A): 10,609 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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