Smith Ric — SEC Form 4 filings
SEC reporting owner CIK 1866450. 32 Form 4 filings on record with FilingPulse; latest filed 2025-09-09.
Transaction summary — filings shown
Covers all 32 filings on record, filed 2024-01-26 to 2025-09-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 42 legs across 29 filings — 647,592 shares, $13,980,741 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 48.
- Largest priced transaction: sale of 99,502 shares @ $20.10 ($1,999,592) in SentinelOne, Inc., filed 2024-07-09.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SentinelOne, Inc. (S) | President, Prod Tech & Ops | 32 | — | 42 legs · 647,592 sh · $13,980,741 | 48 |
Form 4 filings — Smith Ric
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-09 | 4 | SentinelOne, Inc. (S) | Sale (S): 24,515 @ $18.69 · Sale (S): 23,520 @ $18.07 | EDGAR |
| 2025-08-08 | 4 | SentinelOne, Inc. (S) | Sale (S): 13,963 @ $16.62 · Sale (S): 1,200 @ $17.39 | EDGAR |
| 2025-08-07 | 4 | SentinelOne, Inc. (S) | Sale (S): 15,807 @ $17.31 | EDGAR |
| 2025-06-10 | 4 | SentinelOne, Inc. (S) | Sale (S): 2,966 @ $18.28 · Sale (S): 24,515 @ $18.28 · Sale (S): 23,518 @ $18.30 | EDGAR |
| 2025-05-07 | 4 | SentinelOne, Inc. (S) | Sale (S): 3,187 @ $18.54 | EDGAR |
| 2025-04-17 | 4 | SentinelOne, Inc. (S) | Grant/award (A): 583,941 @ $0 | EDGAR |
| 2025-03-28 | 4 | SentinelOne, Inc. (S) | Sale (S): 10,624 @ $19.77 · Sale (S): 10,851 @ $18.78 | EDGAR |
| 2025-03-25 | 4 | SentinelOne, Inc. (S) | Option exercise (M): 21,475 @ $0 · Option exercise (M): 21,475 (derivative) @ $0 | EDGAR |
| 2025-03-19 | 4 | SentinelOne, Inc. (S) | Sale (S): 31,659 @ $19.10 | EDGAR |
| 2025-03-07 | 4 | SentinelOne, Inc. (S) | Sale (S): 20,188 @ $19.55 | EDGAR |
| 2025-02-26 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,584 @ $9.74 · Sale (S): 14,484 @ $20.95 · Sale (S): 100 @ $21.71 · Option exercise (M): 14,584 (derivative) @ $0 · Option exercise (M): 14,584 (derivative) @ $0 · Conversion (C): 14,584 (derivative) @ $0 | EDGAR |
| 2025-02-07 | 4 | SentinelOne, Inc. (S) | Sale (S): 2,341 @ $23.95 | EDGAR |
| 2025-01-28 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,583 @ $9.74 · Sale (S): 12,154 @ $23.21 · Sale (S): 2,429 @ $23.71 · Option exercise (M): 14,583 (derivative) @ $0 · Option exercise (M): 14,583 (derivative) @ $0 · Conversion (C): 14,583 (derivative) @ $0 | EDGAR |
| 2024-12-27 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,583 @ $9.74 · Sale (S): 14,583 @ $22.75 · Option exercise (M): 14,583 (derivative) @ $0 · Option exercise (M): 14,583 (derivative) @ $0 · Conversion (C): 14,583 (derivative) @ $0 | EDGAR |
| 2024-12-12 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,584 @ $9.74 · Sale (S): 41,170 @ $23.98 · Option exercise (M): 14,584 (derivative) @ $0 · Option exercise (M): 14,584 (derivative) @ $0 · Conversion (C): 14,584 (derivative) @ $0 | EDGAR |
| 2024-12-10 | 4 | SentinelOne, Inc. (S) | Sale (S): 24,467 @ $25.04 | EDGAR |
| 2024-11-08 | 4 | SentinelOne, Inc. (S) | Sale (S): 3,135 @ $26.25 | EDGAR |
| 2024-10-29 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,583 @ $9.74 · Sale (S): 14,583 @ $26.28 · Option exercise (M): 14,583 (derivative) @ $0 · Option exercise (M): 14,583 (derivative) @ $0 · Conversion (C): 14,583 (derivative) @ $0 | EDGAR |
| 2024-09-27 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,583 @ $9.74 · Sale (S): 14,583 @ $24.20 · Option exercise (M): 14,583 (derivative) @ $0 · Option exercise (M): 14,583 (derivative) @ $0 · Conversion (C): 14,583 (derivative) @ $0 | EDGAR |
| 2024-09-10 | 4 | SentinelOne, Inc. (S) | Sale (S): 3,018 @ $22.21 · Sale (S): 24,467 @ $22.80 · Sale (S): 23,567 @ $21.89 | EDGAR |
| 2024-09-05 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,584 @ $9.74 · Sale (S): 14,015 @ $22.96 · Sale (S): 569 @ $23.66 · Option exercise (M): 14,584 (derivative) @ $0 · Option exercise (M): 14,584 (derivative) @ $0 · Conversion (C): 14,584 (derivative) @ $0 | EDGAR |
| 2024-08-08 | 4 | SentinelOne, Inc. (S) | Sale (S): 3,135 @ $20.56 | EDGAR |
| 2024-07-26 | 4 | SentinelOne, Inc. (S) | Conversion (C): 14,583 @ $9.74 · Sale (S): 13,483 @ $23.49 · Sale (S): 1,100 @ $24.09 · Option exercise (M): 14,583 (derivative) @ $0 · Option exercise (M): 14,583 (derivative) @ $0 · Conversion (C): 14,583 (derivative) @ $0 | EDGAR |
| 2024-07-09 | 4 | SentinelOne, Inc. (S) | Conversion (C): 72,917 @ $9.74 · Sale (S): 99,502 @ $20.10 · Option exercise (M): 72,917 (derivative) @ $0 · Option exercise (M): 72,917 (derivative) @ $0 · Conversion (C): 72,917 (derivative) @ $0 | EDGAR |
| 2024-06-07 | 4 | SentinelOne, Inc. (S) | Sale (S): 24,467 @ $17.30 | EDGAR |
| 2024-05-08 | 4 | SentinelOne, Inc. (S) | Sale (S): 3,135 @ $21.26 | EDGAR |
| 2024-03-08 | 4 | SentinelOne, Inc. (S) | Sale (S): 13,201 @ $27.25 · Sale (S): 17,738 @ $27.00 | EDGAR |
| 2024-02-28 | 4 | SentinelOne, Inc. (S) | Conversion (C): 24,750 @ $9.74 · Sale (S): 15,191 @ $27.81 · Sale (S): 9,559 @ $28.11 · Option exercise (M): 24,750 (derivative) @ $0 · Option exercise (M): 24,750 (derivative) @ $0 · Conversion (C): 24,750 (derivative) @ $0 | EDGAR |
| 2024-02-16 | 4 | SentinelOne, Inc. (S) | Grant/award (A): 273,532 @ $0 | EDGAR |
| 2024-02-09 | 4 | SentinelOne, Inc. (S) | Sale (S): 3,946 @ $28.35 | EDGAR |
| 2024-02-08 | 4 | SentinelOne, Inc. (S) | Sale (S): 2,207 @ $27.68 | EDGAR |
| 2024-01-26 | 4 | SentinelOne, Inc. (S) | Conversion (C): 24,750 @ $9.74 · Sale (S): 24,750 @ $25.81 · Option exercise (M): 24,750 (derivative) @ $0 · Option exercise (M): 24,750 (derivative) @ $0 · Conversion (C): 24,750 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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