Stratmann Philipp — SEC Form 4 filings
SEC reporting owner CIK 1869065. 13 Form 4 filings on record with FilingPulse; latest filed 2026-03-06.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-01-18 to 2026-03-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 18,037 shares, $6,704 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 33.
- Largest priced transaction: purchase of 7,750 shares @ $0.33 ($2,558) in Ocean Power Technologies, Inc., filed 2025-12-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Ocean Power Technologies, Inc. (OPTT) | President and CEO, Director | 13 | 3 legs · 18,037 sh · $6,704 | — | 33 |
Form 4 filings — Stratmann Philipp
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-06 | 4 | Ocean Power Technologies, Inc. (OPTT) | Tax withholding (F): 901,096 @ $0.43 | EDGAR |
| 2026-01-30 | 4 | Ocean Power Technologies, Inc. (OPTT) | Grant/award (A): 100,162 · Grant/award (A): 100,198 · Grant/award (A): 392,553 · Option exercise (M): 100,198 (derivative) @ $0 · Option exercise (M): 392,553 (derivative) @ $0 | EDGAR |
| 2026-01-28 | 4 | Ocean Power Technologies, Inc. (OPTT) | Grant/award (A): 805,944 | EDGAR |
| 2026-01-21 | 4 | Ocean Power Technologies, Inc. (OPTT) | Grant/award (A): 161,801 · Grant/award (A): 617,508 · Grant/award (A): 569,045 · Disposition to issuer (D): 527,846 @ $0 · Option exercise (M): 569,045 (derivative) @ $0 | EDGAR |
| 2025-12-16 | 4 | Ocean Power Technologies, Inc. (OPTT) | Purchase (P): 7,750 @ $0.33 | EDGAR |
| 2025-12-15 | 4 | Ocean Power Technologies, Inc. (OPTT) | Purchase (P): 6,298 @ $0.34 | EDGAR |
| 2025-09-18 | 4 | Ocean Power Technologies, Inc. (OPTT) | Purchase (P): 3,989 @ $0.49 | EDGAR |
| 2025-03-14 | 4/A | Ocean Power Technologies, Inc. (OPTT) | Tax withholding (F): 364,507 @ $0.93 | EDGAR |
| 2025-02-04 | 4 | Ocean Power Technologies, Inc. (OPTT) | Option exercise (M): 54,782 · Tax withholding (F): 33,689 @ $0.89 · Tax withholding (F): 88,157 @ $0.99 · Tax withholding (F): 77,059 @ $0.92 · Tax withholding (F): 16,626 @ $0.66 · Grant/award (A): 54,782 (derivative) @ $0 | EDGAR |
| 2025-01-21 | 4 | Ocean Power Technologies, Inc. (OPTT) | Option exercise (M): 73,500 · Option exercise (M): 194,118 · Option exercise (M): 190,306 · Option exercise (M): 169,691 · Grant/award (A): 1,688,907 (derivative) @ $0 · Option exercise (M): 73,500 (derivative) @ $0 · +2 more | EDGAR |
| 2024-02-02 | 4 | Ocean Power Technologies, Inc. (OPTT) | Grant/award (A): 300,484 (derivative) @ $0 | EDGAR |
| 2024-01-24 | 4 | Ocean Power Technologies, Inc. (OPTT) | Option exercise (M): 48,529 · Tax withholding (F): 14,061 @ $0.27 · Option exercise (M): 48,529 (derivative) @ $0 | EDGAR |
| 2024-01-18 | 4 | Ocean Power Technologies, Inc. (OPTT) | Option exercise (M): 21,000 · Option exercise (M): 21,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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