Carroll Joseph W — SEC Form 4 filings
SEC reporting owner CIK 1871118. 15 Form 4 filings on record with FilingPulse; latest filed 2026-09-11.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2025-07-31 to 2026-09-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 14 legs across 6 filings — 8,844 shares, $229,823 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: purchase of 2,000 shares @ $28.21 ($56,420) in NORWOOD FINANCIAL CORP, filed 2026-01-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NORWOOD FINANCIAL CORP (NWFL) | Director | 11 | 11 legs · 6,852 sh · $193,480 | — | 7 |
| PB Bankshares, Inc. (PBBK) | Director | 4 | 3 legs · 1,992 sh · $36,343 | — | 7 |
Form 4 filings — Carroll Joseph W
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 39 @ $34.47 | EDGAR |
| 2026-08-11 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 40 @ $34.02 | EDGAR |
| 2026-07-14 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 43 @ $31.88 | EDGAR |
| 2026-06-12 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 45 @ $30.19 | EDGAR |
| 2026-05-13 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 45 @ $30.20 | EDGAR |
| 2026-05-06 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 76 @ $29.46 · Purchase (P): 24 @ $29.43 · Purchase (P): 100 @ $29.44 · Purchase (P): 96 @ $29.46 · Purchase (P): 100 @ $29.42 · Purchase (P): 276 @ $29.46 | EDGAR |
| 2026-05-04 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 180 @ $29.61 | EDGAR |
| 2026-04-14 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 45 @ $30.39 | EDGAR |
| 2026-03-13 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Grant/award (A): 46 @ $29.40 | EDGAR |
| 2026-01-29 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 4 @ $28.05 · Purchase (P): 1,996 @ $28.06 · Purchase (P): 2,000 @ $28.21 | EDGAR |
| 2026-01-28 | 4 | NORWOOD FINANCIAL CORP (NWFL) | Purchase (P): 2,000 @ $27.91 | EDGAR |
| 2026-01-06 | 4 | PB Bankshares, Inc. (PBBK) | Disposition to issuer (D): 50,795 · Disposition to issuer (D): 10,000 · Disposition to issuer (D): 1,000 · Disposition to issuer (D): 1,000 · Disposition to issuer (D) | EDGAR |
| 2025-11-26 | 4 | PB Bankshares, Inc. (PBBK) | Option exercise (M): 6,825 @ $12.28 · Option exercise (M): 6,825 (derivative) @ $0 | EDGAR |
| 2025-07-31 | 4 | PB Bankshares, Inc. (PBBK) | Purchase (P): 671 @ $18.38 · Purchase (P): 321 @ $18.41 | EDGAR |
| 2025-07-31 | 4 | PB Bankshares, Inc. (PBBK) | Purchase (P): 1,000 @ $18.10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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