Phillips Joshua — SEC Form 4 filings
SEC reporting owner CIK 1871555. 5 Form 4 filings on record with FilingPulse; latest filed 2026-07-14.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-06-05 to 2026-07-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 16 legs across 1 filing — 34,211 shares, $230,469 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: sale of 6,287 shares @ $6.39 ($40,174) in SERA PROGNOSTICS, INC., filed 2025-01-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SERA PROGNOSTICS, INC. (SERA) | Director | 5 | — | 16 legs · 34,211 sh · $230,469 | 15 |
Form 4 filings — Phillips Joshua
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-14 | 4 | SERA PROGNOSTICS, INC. (SERA) | Grant/award (A): 22,426 @ $0 · Grant/award (A): 2,260 @ $0 · Grant/award (A): 34,494 (derivative) @ $0 · Grant/award (A): 3,477 (derivative) @ $0 | EDGAR |
| 2025-06-06 | 4 | SERA PROGNOSTICS, INC. (SERA) | Grant/award (A): 15,596 @ $0 · Grant/award (A): 25,000 (derivative) @ $0 | EDGAR |
| 2025-01-14 | 4 | SERA PROGNOSTICS, INC. (SERA) | Sale (S): 2 @ $7.18 · Sale (S): 1 @ $8.03 · Sale (S): 3 @ $6.39 · Sale (S): 2 @ $6.29 · Sale (S): 4,896 @ $7.18 · Sale (S): 1,674 @ $8.03 · +10 more | EDGAR |
| 2024-06-07 | 4 | SERA PROGNOSTICS, INC. (SERA) | Grant/award (A): 7,117 @ $0 · Grant/award (A): 10,549 (derivative) @ $0 | EDGAR |
| 2024-06-05 | 4 | SERA PROGNOSTICS, INC. (SERA) | Other (J): 381,869 @ $0 · Other (J): 156,332 @ $0 · Other (J): 1,473 @ $0 · Other (J): 356,660 @ $0 · Other (J): 2,297 @ $0 · Other (J): 5,034 @ $0 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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