Dufresne Daniel — SEC Form 4 filings
SEC reporting owner CIK 1872209. 2 Form 4 filings on record with FilingPulse; latest filed 2025-07-07.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2025-07-03 to 2025-07-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 9,980 shares, $100,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: purchase of 9,980 shares @ $10.02 ($100,000) in Calamos Aksia Private Equity & Alternatives Fund, filed 2025-07-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Calamos Aksia Private Equity & Alternatives Fund | President | 2 | 1 leg · 9,980 sh · $100,000 | — | 1 |
Form 4 filings — Dufresne Daniel
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-07-07 | 4 | Calamos Aksia Private Equity & Alternatives Fund | Purchase (P): 9,980.04 @ $10.02 | EDGAR |
| 2025-07-03 | 4 | Calamos Aksia Private Equity & Alternatives Fund (N) | Other (J): 117,904.35 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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