Gates Greg — SEC Form 4 filings
SEC reporting owner CIK 1877100. 14 Form 4 filings on record with FilingPulse; latest filed 2026-08-21.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-02-27 to 2026-08-21. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 69 legs across 9 filings — 24,520 shares, $7,788,833 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: sale of 8,823 shares @ $266.12 ($2,347,977) in LPL Financial Holdings Inc., filed 2024-02-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LPL Financial Holdings Inc. (LPLA) | Group Managing Director | 14 | — | 69 legs · 24,520 sh · $7,788,833 | 15 |
Form 4 filings — Gates Greg
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-21 | 4 | LPL Financial Holdings Inc. (LPLA) | Option exercise (M): 7,189 @ $77.53 · Sale (S): 4,119 @ $355.38 · Option exercise (M): 7,189 (derivative) @ $0 | EDGAR |
| 2026-06-15 | 4 | LPL Financial Holdings Inc. (LPLA) | Tax withholding (F): 232 @ $295.66 | EDGAR |
| 2026-02-27 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 1,856 @ $0 · Tax withholding (F): 1,293 @ $318.47 · Grant/award (A): 2,774 @ $0 · Grant/award (A): 2,807 @ $0 | EDGAR |
| 2025-12-09 | 4 | LPL Financial Holdings Inc. (LPLA) | Sale (S): 46 @ $367.95 · Sale (S): 34 @ $368.70 · Sale (S): 136 @ $370.44 · Sale (S): 410 @ $371.20 · Sale (S): 85 @ $372.32 · Sale (S): 39 @ $373.09 | EDGAR |
| 2025-11-07 | 4 | LPL Financial Holdings Inc. (LPLA) | Sale (S): 63 @ $372.62 · Sale (S): 205 @ $374 · Sale (S): 230 @ $374.86 · Sale (S): 267 @ $375.80 · Sale (S): 293 @ $377.01 · Sale (S): 234 @ $378.24 · +2 more | EDGAR |
| 2025-10-08 | 4 | LPL Financial Holdings Inc. (LPLA) | Sale (S): 141 @ $312.15 · Sale (S): 266 @ $313.20 · Sale (S): 109 @ $314.04 · Sale (S): 132 @ $315.09 · Sale (S): 102 @ $320.27 | EDGAR |
| 2025-09-09 | 4 | LPL Financial Holdings Inc. (LPLA) | Sale (S): 91 @ $329.17 · Sale (S): 11 @ $330.12 · Sale (S): 79 @ $331.83 · Sale (S): 326 @ $332.90 · Sale (S): 28 @ $334.53 · Sale (S): 72 @ $335.84 · +12 more | EDGAR |
| 2025-08-07 | 4 | LPL Financial Holdings Inc. (LPLA) | Sale (S): 131 @ $371.55 · Sale (S): 161 @ $372.43 · Sale (S): 352 @ $373.49 · Sale (S): 620 @ $374.22 · Sale (S): 45 @ $375.37 · Sale (S): 106 @ $376.30 · +4 more | EDGAR |
| 2025-07-08 | 4 | LPL Financial Holdings Inc. (LPLA) | Sale (S): 96 @ $378.17 · Sale (S): 133 @ $379.35 · Sale (S): 48 @ $380.85 · Sale (S): 159 @ $381.69 · Sale (S): 351 @ $382.58 · Sale (S): 363 @ $383.75 · +2 more | EDGAR |
| 2025-06-16 | 4 | LPL Financial Holdings Inc. (LPLA) | Tax withholding (F): 234 @ $379.39 | EDGAR |
| 2025-06-09 | 4 | LPL Financial Holdings Inc. (LPLA) | Sale (S): 275 @ $375.52 · Sale (S): 143 @ $376.49 · Sale (S): 189 @ $377.39 · Sale (S): 59 @ $378.42 · Sale (S): 409 @ $379.79 · Sale (S): 83 @ $380.54 · +2 more | EDGAR |
| 2025-02-27 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 6,170 @ $0 · Tax withholding (F): 3,319 @ $357.36 · Grant/award (A): 2,157 @ $0 | EDGAR |
| 2024-06-14 | 4 | LPL Financial Holdings Inc. (LPLA) | Tax withholding (F): 234 @ $278.99 | EDGAR |
| 2024-02-27 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 5,938 @ $0 · Tax withholding (F): 3,164 @ $263.36 · Grant/award (A): 2,326 @ $0 · Sale (S): 213 @ $263.44 · Sale (S): 174 @ $264.77 · Sale (S): 8,823 @ $266.12 · +2 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1877100 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →