Liao Dongyi — SEC Form 4 filings
SEC reporting owner CIK 1887868. 3 Form 4 filings on record with FilingPulse; latest filed 2025-01-07.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-05-14 to 2025-01-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Cepton, Inc. (CPTN) | Chief Technology Officer | 3 | — | — | 8 |
Form 4 filings — Liao Dongyi
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-07 | 4 | Cepton, Inc. (CPTN) | Disposition to issuer (D): 76,244 @ $3.17 · Disposition to issuer (D): 135,743 @ $3.17 · Disposition to issuer (D): 97,969 (derivative) · Disposition to issuer (D): 24,492 (derivative) · Disposition to issuer (D): 61,230 (derivative) · Disposition to issuer (D): 61,230 (derivative) | EDGAR |
| 2024-12-23 | 4 | Cepton, Inc. (CPTN) | Tax withholding (F): 25,243 @ $3.21 | EDGAR |
| 2024-05-14 | 4 | Cepton, Inc. (CPTN) | Grant/award (A): 180,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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