Borthwick Alastair M — SEC Form 4 filings
SEC reporting owner CIK 1888495. 10 Form 4 filings on record with FilingPulse; latest filed 2026-03-03.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-16 to 2026-03-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 68,000 shares, $3,416,320 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 75.
- Largest priced transaction: sale of 68,000 shares @ $50.24 ($3,416,320) in BANK OF AMERICA CORP /DE/, filed 2026-03-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ (BAC) | Executive Vice President & CFO | 10 | — | 1 leg · 68,000 sh · $3,416,320 | 75 |
Form 4 filings — Borthwick Alastair M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-03 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Gift (G): 32,000 @ $0 · Sale (S): 68,000 @ $50.24 · Option exercise (M): 79,101 · Tax withholding (F): 43,743 @ $49.83 · Option exercise (M): 79,101 (derivative) | EDGAR |
| 2026-02-18 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Option exercise (M): 16,113 · Tax withholding (F): 8,911 @ $52.55 · Option exercise (M): 25,000 · Tax withholding (F): 13,826 @ $52.55 · Option exercise (M): 19,775 · Tax withholding (F): 10,936 @ $52.55 · +15 more | EDGAR |
| 2026-02-13 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Grant/award (A): 121,773 (derivative) · Grant/award (A): 60,886 (derivative) · Grant/award (A): 60,887 (derivative) | EDGAR |
| 2025-03-04 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Gift (G): 30,000 @ $0 · Option exercise (M): 64,450 · Tax withholding (F): 35,641 @ $46.10 · Option exercise (M): 64,450 (derivative) | EDGAR |
| 2025-02-19 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Option exercise (M): 25,000 · Tax withholding (F): 13,825 @ $46.96 · Option exercise (M): 39,317 · Tax withholding (F): 21,743 @ $46.96 · Option exercise (M): 16,112 · Tax withholding (F): 8,910 @ $46.96 · +15 more | EDGAR |
| 2025-02-14 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Grant/award (A): 108,418 (derivative) · Grant/award (A): 54,209 (derivative) · Grant/award (A): 54,209 (derivative) | EDGAR |
| 2024-07-26 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Option exercise (M): 50,000 · Disposition to issuer (D): 50,000 @ $42.19 · Option exercise (M): 50,000 (derivative) | EDGAR |
| 2024-02-23 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Gift (G): 30,000 @ $0 | EDGAR |
| 2024-02-20 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Option exercise (M): 25,000 · Tax withholding (F): 13,825 @ $34.07 · Option exercise (M): 39,317 · Tax withholding (F): 21,743 @ $34.07 · Option exercise (M): 16,113 · Tax withholding (F): 8,911 @ $34.07 · +6 more | EDGAR |
| 2024-02-16 | 4 | BANK OF AMERICA CORP /DE/ (BAC) | Grant/award (A): 115,825 (derivative) · Grant/award (A): 57,913 (derivative) · Grant/award (A): 57,912 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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