Trompeter Patricia — SEC Form 4 filings
SEC reporting owner CIK 1888940. 7 Form 4 filings on record with FilingPulse; latest filed 2025-01-31.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-01-17 to 2025-01-31. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 4 filings — 355,000 shares, $422,460 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: sale of 150,000 shares @ $1.14 ($171,450) in Sphere 3D Corp., filed 2024-06-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Sphere 3D Corp. (ANY) | CEO, Director | 7 | — | 6 legs · 355,000 sh · $422,460 | 7 |
Form 4 filings — Trompeter Patricia
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-31 | 4 | Sphere 3D Corp. (ANY) | Grant/award (A): 1,059,783 (derivative) | EDGAR |
| 2024-12-13 | 4 | Sphere 3D Corp. (ANY) | Sale (S): 35,000 @ $1.21 | EDGAR |
| 2024-12-12 | 4 | Sphere 3D Corp. (ANY) | Option exercise (M): 187,500 · Sale (S): 20,000 @ $1.31 · Sale (S): 20,000 @ $1.30 · Sale (S): 10,000 @ $1.27 · Option exercise (M): 187,500 (derivative) | EDGAR |
| 2024-06-12 | 4 | Sphere 3D Corp. (ANY) | Sale (S): 120,000 @ $1.20 | EDGAR |
| 2024-06-11 | 4 | Sphere 3D Corp. (ANY) | Option exercise (M): 571,608 · Sale (S): 150,000 @ $1.14 · Option exercise (M): 571,608 (derivative) | EDGAR |
| 2024-05-23 | 4 | Sphere 3D Corp. (ANY) | Grant/award (A): 210,000 (derivative) | EDGAR |
| 2024-01-17 | 4 | Sphere 3D Corp. (ANY) | Grant/award (A): 1,000,000 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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