Corebridge Financial, Inc. — SEC Form 4 filings
SEC reporting owner CIK 1889539. 13 Form 4 filings on record with FilingPulse; latest filed 2026-09-11.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-07-17 to 2026-09-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 13 legs across 3 filings — 26,210,672 shares, $40,000,000 total (shares × price as filed on priced legs).
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 14,140,001 shares, $184,599,338,137,377 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: sale of 14,000,000 shares @ $13,185,666.67 ($184,599,333,380,000) in DNP SELECT INCOME FUND INC, filed 2024-07-31.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| DNP SELECT INCOME FUND INC (DNP) | — | 2 | — | 1 leg · 14,000,000 sh · $184,599,333,380,000 | 1 |
| Carlyle Tactical Private Credit Fund (TAKNX) | — | 3 | 8 legs · 1,943,272 sh · $40,000,000 | — | 1 |
| ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | — | 6 | — | 2 legs · 140,001 sh · $4,757,377 | 12 |
| Cliffwater Corporate Lending Fund (CCLFX) | — | 1 | 5 legs · 24,267,400 sh | — | — |
| ClearBridge MLP & Midstream Fund Inc. (CEM) | — | 1 | — | — | 5 |
Form 4 filings — Corebridge Financial, Inc.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | Carlyle Tactical Private Credit Fund (TAKNX) | Other (J): 400,000 @ $25.33 | EDGAR |
| 2026-07-27 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) jointly with AMERICAN GENERAL LIFE INSURANCE CO | Other (J): 134,286 @ $35.23 | EDGAR |
| 2026-07-24 | 4 | DNP SELECT INCOME FUND INC (DNP) | Other (J): 33,000,000 @ $33,495,000.15 | EDGAR |
| 2025-10-17 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) jointly with AMERICAN GENERAL LIFE INSURANCE CO | Other (J): 5,494,298.50 @ $5,592,315.68 | EDGAR |
| 2025-06-13 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) jointly with AMERICAN GENERAL LIFE INSURANCE CO | Other (J): 125,716 @ $35.04 · Other (J): 559,610.20 @ $569,291.46 | EDGAR |
| 2025-04-01 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) jointly with AMERICAN GENERAL LIFE INSURANCE CO | Sale (S): 65,715 @ $34.31 · Sale (S): 74,286 @ $33.69 | EDGAR |
| 2025-03-24 | 4 | Carlyle Tactical Private Credit Fund (TAKNX) jointly with AMERICAN GENERAL LIFE INSURANCE CO | Purchase (P): 400,000 @ $25 · Purchase (P): 880,000 @ $25 · Purchase (P): 320,000 @ $25 | EDGAR |
| 2024-09-11 | 4 | ClearBridge MLP & Midstream Fund Inc. (CEM) | Other (J): 44 @ $0 · Other (J): 82 @ $0 · Other (J): 559,610.20 @ $0 · Other (J): 1,492,293.86 @ $0 · Other (J): 2,051,904.07 @ $0 | EDGAR |
| 2024-09-11 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) jointly with AMERICAN GENERAL LIFE INSURANCE CO, VARIABLE ANNUITY LIFE INSURANCE CO /TX/ | Other (J): 125,716 @ $0 · Other (J): 234,286 @ $0 · Other (J): 559,610.20 @ $0 · Other (J): 1,492,293.86 @ $0 · Other (J): 2,051,904.07 @ $0 · Other (J): 70 @ $0 · +1 more | EDGAR |
| 2024-07-31 | 4 | DNP SELECT INCOME FUND INC (DNP) | Sale (S): 14,000,000 @ $13,185,666.67 | EDGAR |
| 2024-07-25 | 4 | ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) | Other (J): 30 @ $100,825.44 | EDGAR |
| 2024-07-17 | 4 | Carlyle Tactical Private Credit Fund (TAKNX) jointly with AMERICAN GENERAL LIFE INSURANCE CO | Purchase (P): 117,680 · Purchase (P): 39,240 · Purchase (P): 88,272 · Purchase (P): 49,040 · Purchase (P): 49,040 | EDGAR |
| 2024-07-17 | 4 | Cliffwater Corporate Lending Fund (CCLFX) | Purchase (P): 1,532,500 · Purchase (P): 4,168,400 · Purchase (P): 5,210,500 · Purchase (P): 7,356,000 · Purchase (P): 6,000,000 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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