Goetz Kathleen — SEC Form 4 filings
SEC reporting owner CIK 1896369. 6 Form 4 filings on record with FilingPulse; latest filed 2026-06-08.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-04-12 to 2026-06-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 1,725 shares, $28,179 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 600 shares @ $19.54 ($11,723) in abrdn Healthcare Opportunities Fund, filed 2024-04-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| abrdn Healthcare Opportunities Fund (THQ) | Director | 1 | 1 leg · 600 sh · $11,723 | — | — |
| abrdn Healthcare Investors (HQH) | Director | 1 | 1 leg · 525 sh · $8,622 | — | — |
| abrdn Life Sciences Investors (HQL) | Director | 1 | 1 leg · 400 sh · $5,327 | — | — |
| abrdn World Healthcare Fund (THW) | Director | 1 | 1 leg · 200 sh · $2,506 | — | — |
| Aurinia Pharmaceuticals Inc. (AUPH) | Director | 2 | — | — | 2 |
Form 4 filings — Goetz Kathleen
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-08 | 4 | Aurinia Pharmaceuticals Inc. (AUPH) | Grant/award (A): 23,931 (derivative) @ $0 | EDGAR |
| 2025-05-16 | 4 | Aurinia Pharmaceuticals Inc. (AUPH) | Grant/award (A): 63,724 (derivative) @ $0 | EDGAR |
| 2024-04-12 | 4 | abrdn Healthcare Opportunities Fund (THQ) | Purchase (P): 600 @ $19.54 | EDGAR |
| 2024-04-12 | 4 | abrdn World Healthcare Fund (THW) | Purchase (P): 200 @ $12.53 | EDGAR |
| 2024-04-12 | 4 | abrdn Healthcare Investors (HQH) | Purchase (P): 525 @ $16.42 | EDGAR |
| 2024-04-12 | 4 | abrdn Life Sciences Investors (HQL) | Purchase (P): 400 @ $13.32 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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