Trabuco Carolyn — SEC Form 4 filings
SEC reporting owner CIK 1897745. 12 Form 4 filings on record with FilingPulse; latest filed 2026-08-21.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-06-18 to 2026-08-21. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,300 shares, $29,379 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 5 legs across 3 filings — 25,732 shares, $317,357 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: sale of 13,000 shares @ $22.77 ($295,984) in USA Rare Earth, Inc., filed 2026-06-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| USA Rare Earth, Inc. (USAR) | Director | 7 | 1 leg · 1,300 sh · $29,379 | 1 leg · 13,000 sh · $295,984 | 9 |
| Shimmick Corp (SHIM) | Director | 4 | — | 4 legs · 12,732 sh · $21,373 | 5 |
| Merlin, Inc. (MRLN) | Director | 1 | — | — | 1 |
Form 4 filings — Trabuco Carolyn
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-21 | 4 | USA Rare Earth, Inc. (USAR) | Grant/award (A): 2,059 (derivative) @ $0 | EDGAR |
| 2026-06-08 | 4 | USA Rare Earth, Inc. (USAR) | Sale (S): 13,000 @ $22.77 | EDGAR |
| 2026-06-04 | 4 | USA Rare Earth, Inc. (USAR) | Grant/award (A): 6,438 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | Merlin, Inc. (MRLN) | Grant/award (A): 37,500 | EDGAR |
| 2026-05-21 | 4 | USA Rare Earth, Inc. (USAR) | Option exercise (M): 18,199 @ $22.57 · Option exercise (M): 12,284 @ $22.57 · Option exercise (M): 18,199 (derivative) @ $22.57 · Option exercise (M): 12,284 (derivative) @ $22.57 | EDGAR |
| 2026-01-29 | 4 | USA Rare Earth, Inc. (USAR) | Purchase (P): 1,300 @ $22.60 | EDGAR |
| 2025-10-03 | 4 | USA Rare Earth, Inc. (USAR) | Grant/award (A): 5,054 (derivative) @ $0 | EDGAR |
| 2025-08-15 | 4 | USA Rare Earth, Inc. (USAR) | Grant/award (A): 18,199 (derivative) @ $0 · Grant/award (A): 12,284 (derivative) @ $0 | EDGAR |
| 2025-06-05 | 4 | Shimmick Corp (SHIM) | Option exercise (M): 84,269 · Option exercise (M): 84,269 (derivative) @ $0 | EDGAR |
| 2025-05-22 | 4 | Shimmick Corp (SHIM) | Sale (S): 2,534 @ $1.66 · Sale (S): 498 @ $1.60 | EDGAR |
| 2025-05-20 | 4 | Shimmick Corp (SHIM) | Sale (S): 7,281 @ $1.71 · Sale (S): 2,419 @ $1.62 | EDGAR |
| 2024-06-18 | 4 | Shimmick Corp (SHIM) | Option exercise (M): 24,509 · Grant/award (A): 84,269 (derivative) @ $0 · Option exercise (M): 24,509 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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