Shukla Rahul — SEC Form 4 filings
SEC reporting owner CIK 1900919. 11 Form 4 filings on record with FilingPulse; latest filed 2026-09-04.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-01-19 to 2026-09-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 10 legs across 6 filings — 121,281 shares, $254,303 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 3,674 shares @ $16.21 ($59,556) in STEM, INC., filed 2025-11-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STEM, INC. (STEM) | Chief Accounting Officer | 10 | — | 10 legs · 121,281 sh · $254,303 | 20 |
| Hadron Energy, Inc. (HDRN) | Chief Financial Officer | 1 | — | — | 1 |
Form 4 filings — Shukla Rahul
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-04 | 4 | Hadron Energy, Inc. (HDRN) | Grant/award (A): 500,000 @ $1.88 | EDGAR |
| 2025-11-19 | 4 | STEM, INC. (STEM) | Sale (S): 3,674 @ $16.21 | EDGAR |
| 2025-11-12 | 4 | STEM, INC. (STEM) | Option exercise (M): 5,750 · Tax withholding (F): 2,076 @ $18.27 · Option exercise (M): 5,750 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | STEM, INC. (STEM) | Grant/award (A): 4,500 (derivative) @ $0 · Grant/award (A): 2,250 (derivative) @ $0 · Grant/award (A): 2,250 (derivative) @ $0 | EDGAR |
| 2025-05-06 | 4 | STEM, INC. (STEM) | Option exercise (M): 8,000 @ $0 · Sale (S): 3,534 @ $0.65 · Option exercise (M): 19,951 @ $0 · Sale (S): 9,048 @ $0.51 · Option exercise (M): 16,667 @ $0 · Sale (S): 7,469 @ $0.40 · +5 more | EDGAR |
| 2024-05-28 | 4 | STEM, INC. (STEM) | Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | STEM, INC. (STEM) | Sale (S): 19,899 @ $2.19 · Sale (S): 21,332 @ $2.21 | EDGAR |
| 2024-03-05 | 4 | STEM, INC. (STEM) | Grant/award (A): 41,231 @ $0 · Sale (S): 20,204 @ $2.47 | EDGAR |
| 2024-02-26 | 4 | STEM, INC. (STEM) | Option exercise (M): 19,951 @ $0 · Sale (S): 8,244 @ $2.65 · Option exercise (M): 19,951 (derivative) @ $0 | EDGAR |
| 2024-02-20 | 4 | STEM, INC. (STEM) | Grant/award (A): 25,728 (derivative) @ $0 | EDGAR |
| 2024-01-19 | 4 | STEM, INC. (STEM) | Option exercise (M): 8,000 @ $0 · Sale (S): 3,310 @ $2.73 · Option exercise (M): 8,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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