Grooms Tracy — SEC Form 4 filings
SEC reporting owner CIK 1901515. 8 Form 4 filings on record with FilingPulse; latest filed 2026-01-07.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-04-16 to 2026-01-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 6 filings — 4,605 shares, $87,500 total (shares × price as filed on priced legs).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: purchase of 1,992 shares @ $18.82 ($37,500) in Goldman Sachs Middle Market Lending Corp. II, filed 2024-05-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Goldman Sachs Middle Market Lending Corp. II | Director | 7 | 6 legs · 4,605 sh · $87,500 | — | 1 |
| West Bay BDC LLC | Director | 1 | — | — | — |
Form 4 filings — Grooms Tracy
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-07 | 4 | West Bay BDC LLC | Holdings only — no transactions reported | EDGAR |
| 2025-10-16 | 4 | Goldman Sachs Middle Market Lending Corp. II | Disposition to issuer (D): 11,017.49 | EDGAR |
| 2024-08-01 | 4/A | Goldman Sachs Middle Market Lending Corp. II | Purchase (P): 1,304.36 @ $19.17 | EDGAR |
| 2024-07-11 | 4 | Goldman Sachs Middle Market Lending Corp. II | Purchase (P): 0 | EDGAR |
| 2024-05-21 | 4/A | Goldman Sachs Middle Market Lending Corp. II | Purchase (P): 1,992.41 @ $18.82 | EDGAR |
| 2024-05-08 | 4 | Goldman Sachs Middle Market Lending Corp. II | Purchase (P): 0 | EDGAR |
| 2024-04-26 | 4/A | Goldman Sachs Middle Market Lending Corp. II | Purchase (P): 1,308.22 @ $19.11 | EDGAR |
| 2024-04-16 | 4 | Goldman Sachs Middle Market Lending Corp. II | Purchase (P): 0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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