Yates David M — SEC Form 4 filings
SEC reporting owner CIK 1916322. 10 Form 4 filings on record with FilingPulse; latest filed 2026-05-06.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-01-29 to 2026-05-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 21,820 shares, $346,772 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 15,000 shares @ $18.06 ($270,900) in WisdomTree, Inc., filed 2026-05-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| WisdomTree, Inc. (WT) | Chief Information Officer | 10 | — | 2 legs · 21,820 sh · $346,772 | 17 |
Form 4 filings — Yates David M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-06 | 4 | WisdomTree, Inc. (WT) | Sale (S): 15,000 @ $18.06 | EDGAR |
| 2026-02-25 | 4 | WisdomTree, Inc. (WT) | Grant/award (A): 2,673 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4/A | WisdomTree, Inc. (WT) | Grant/award (A): 4,889 (derivative) @ $0 | EDGAR |
| 2026-01-29 | 4 | WisdomTree, Inc. (WT) | Option exercise (M): 37,997 @ $0 · Tax withholding (F): 19,816 @ $0 · Option exercise (M): 37,997 (derivative) @ $0 | EDGAR |
| 2026-01-27 | 4 | WisdomTree, Inc. (WT) | Grant/award (A): 22,688 @ $0 · Tax withholding (F): 20,493 @ $0 · Grant/award (A): 7,562 (derivative) @ $0 | EDGAR |
| 2025-12-03 | 4 | WisdomTree, Inc. (WT) | Gift (G): 9,100 @ $0 · Sale (S): 6,820 @ $11.12 | EDGAR |
| 2025-02-12 | 4/A | WisdomTree, Inc. (WT) | Grant/award (A): 10,517 (derivative) @ $0 | EDGAR |
| 2025-01-27 | 4 | WisdomTree, Inc. (WT) | Grant/award (A): 34,662 @ $0 · Tax withholding (F): 21,052 @ $0 · Grant/award (A): 11,554 (derivative) @ $0 | EDGAR |
| 2024-02-23 | 4/A | WisdomTree, Inc. (WT) | Grant/award (A): 13,848 (derivative) @ $0 | EDGAR |
| 2024-01-29 | 4 | WisdomTree, Inc. (WT) | Tax withholding (F): 17,278 @ $0 · Grant/award (A): 50,227 @ $0 · Grant/award (A): 16,742 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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