Frank Mark A — SEC Form 4 filings
SEC reporting owner CIK 1916670. 4 Form 4 filings on record with FilingPulse; latest filed 2025-02-04.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-03-20 to 2025-02-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 432 shares, $29,047 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: sale of 432 shares @ $67.24 ($29,047) in HEARTLAND FINANCIAL USA INC, filed 2024-11-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HEARTLAND FINANCIAL USA INC (HTLF) | EVP, Chief Operations Officer | 4 | — | 1 leg · 432 sh · $29,047 | 21 |
Form 4 filings — Frank Mark A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-04 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Disposition to issuer (D): 16,731 · Disposition to issuer (D): 322 (derivative) · Disposition to issuer (D): 894 (derivative) · Disposition to issuer (D): 2,288 (derivative) · Disposition to issuer (D): 1,451 (derivative) · Grant/award (A): 2,012 (derivative) · +5 more | EDGAR |
| 2024-11-25 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Sale (S): 432 @ $67.24 | EDGAR |
| 2024-03-25 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Option exercise (M): 176 @ $0 · Tax withholding (F): 60 @ $33.99 · Option exercise (M): 323 @ $0 · Tax withholding (F): 91 @ $33.99 · Option exercise (M): 447 @ $0 · Tax withholding (F): 114 @ $33.99 · +3 more | EDGAR |
| 2024-03-20 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Grant/award (A): 2,288 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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