Schaefer Robert — SEC Form 4 filings
SEC reporting owner CIK 1916675. 4 Form 4 filings on record with FilingPulse; latest filed 2024-03-20.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-20 to 2024-03-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 151,274 shares, $303,723 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: sale of 100,000 shares @ $1.82 ($182,000) in STEM, INC., filed 2024-03-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STEM, INC. (STEM) | President, Transformational | 4 | — | 4 legs · 151,274 sh · $303,723 | 5 |
Form 4 filings — Schaefer Robert
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-03-20 | 4 | STEM, INC. (STEM) | Sale (S): 100,000 @ $1.82 | EDGAR |
| 2024-03-12 | 4 | STEM, INC. (STEM) | Sale (S): 37,463 @ $2.19 | EDGAR |
| 2024-03-05 | 4 | STEM, INC. (STEM) | Option exercise (M): 16,747 @ $0 · Grant/award (A): 101,096 @ $0 · Sale (S): 5,945 @ $2.48 · Option exercise (M): 16,747 (derivative) @ $0 | EDGAR |
| 2024-02-20 | 4 | STEM, INC. (STEM) | Option exercise (M): 21,710 @ $0 · Sale (S): 7,866 @ $3.17 · Option exercise (M): 21,710 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1916675 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →