Basso Rafael — SEC Form 4 filings
SEC reporting owner CIK 1918715. 7 Form 4 filings on record with FilingPulse; latest filed 2024-09-04.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-02-13 to 2024-09-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 12,624 shares, $940,236 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
- Largest priced transaction: sale of 12,624 shares @ $74.48 ($940,236) in Allison Transmission Holdings Inc, filed 2024-05-31.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Allison Transmission Holdings Inc (ALSN) | VP, Operations | 7 | — | 1 leg · 12,624 sh · $940,236 | 28 |
Form 4 filings — Basso Rafael
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-09-04 | 4 | Allison Transmission Holdings Inc (ALSN) | Grant/award (A): 11 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | Allison Transmission Holdings Inc (ALSN) | Grant/award (A): 15 (derivative) @ $0 | EDGAR |
| 2024-05-31 | 4 | Allison Transmission Holdings Inc (ALSN) | Option exercise (M): 2,075 @ $37.11 · Option exercise (M): 2,930 @ $43.30 · Option exercise (M): 3,765 @ $49.60 · Option exercise (M): 3,854 @ $43.24 · Sale (S): 12,624 @ $74.48 · Option exercise (M): 2,075 (derivative) @ $0 · +3 more | EDGAR |
| 2024-03-19 | 4 | Allison Transmission Holdings Inc (ALSN) | Grant/award (A): 15 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | Allison Transmission Holdings Inc (ALSN) | Option exercise (M): 999 · Option exercise (M): 38 · Tax withholding (F): 314 @ $74.63 · Option exercise (M): 999 (derivative) @ $0 · Option exercise (M): 38 (derivative) @ $0 | EDGAR |
| 2024-02-23 | 4 | Allison Transmission Holdings Inc (ALSN) | Option exercise (M): 886 · Option exercise (M): 15 · Tax withholding (F): 306 @ $73.39 · Grant/award (A): 6,438 (derivative) @ $0 · Grant/award (A): 2,146 (derivative) @ $0 · Option exercise (M): 886 (derivative) @ $0 · +1 more | EDGAR |
| 2024-02-13 | 4 | Allison Transmission Holdings Inc (ALSN) | Option exercise (M): 415 · Option exercise (M): 22 · Tax withholding (F): 149 @ $61.70 · Option exercise (M): 415 (derivative) @ $0 · Option exercise (M): 22 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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