RODRIGUEZ RICARDO C. — SEC Form 4 filings
SEC reporting owner CIK 1920996. 12 Form 4 filings on record with FilingPulse; latest filed 2026-03-13.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-02-27 to 2026-03-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 1 filing — 32,465 shares, $978,387 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: sale of 24,198 shares @ $30.11 ($728,602) in ASPEN AEROGELS INC, filed 2024-08-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ASPEN AEROGELS INC (ASPN) | CFO & Treasurer | 9 | — | 4 legs · 32,465 sh · $978,387 | 15 |
| Amprius Technologies, Inc. (AMPX) | Chief Financial Officer | 3 | — | — | 3 |
Form 4 filings — RODRIGUEZ RICARDO C.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-13 | 4/A | Amprius Technologies, Inc. (AMPX) | Grant/award (A): 150,000 @ $0 | EDGAR |
| 2026-03-06 | 4 | Amprius Technologies, Inc. (AMPX) | Grant/award (A): 150,000 @ $0 | EDGAR |
| 2025-10-08 | 4 | Amprius Technologies, Inc. (AMPX) | Grant/award (A): 200,000 @ $0 | EDGAR |
| 2025-03-11 | 4 | ASPEN AEROGELS INC (ASPN) | Tax withholding (F): 1,924 @ $7.95 | EDGAR |
| 2025-03-07 | 4 | ASPEN AEROGELS INC (ASPN) | Tax withholding (F): 936 @ $7.84 · Grant/award (A): 39,859 @ $0 · Grant/award (A): 56,189 (derivative) @ $0 · Grant/award (A): 79,719 (derivative) @ $0 | EDGAR |
| 2025-02-26 | 4 | ASPEN AEROGELS INC (ASPN) | Tax withholding (F): 173 @ $7.46 | EDGAR |
| 2025-02-25 | 4 | ASPEN AEROGELS INC (ASPN) | Tax withholding (F): 305 @ $8.04 | EDGAR |
| 2024-08-28 | 4 | ASPEN AEROGELS INC (ASPN) | Option exercise (M): 25,300 @ $6.81 · Sale (S): 24,198 @ $30.11 · Sale (S): 1,102 @ $30.65 · Sale (S): 7,065 @ $30.14 · Sale (S): 100 @ $30.70 · Option exercise (M): 25,300 (derivative) @ $0 | EDGAR |
| 2024-03-11 | 4 | ASPEN AEROGELS INC (ASPN) | Tax withholding (F): 1,824 @ $17.02 | EDGAR |
| 2024-03-07 | 4 | ASPEN AEROGELS INC (ASPN) | Disposition to issuer (D): 53,590 @ $0 | EDGAR |
| 2024-03-07 | 4 | ASPEN AEROGELS INC (ASPN) | Grant/award (A): 8,032 @ $0 · Grant/award (A): 35,249 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | ASPEN AEROGELS INC (ASPN) | Tax withholding (F): 302 @ $16.96 · Tax withholding (F): 172 @ $16.96 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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