Gruber James R. — SEC Form 4 filings
SEC reporting owner CIK 1923165. 5 Form 4 filings on record with FilingPulse; latest filed 2026-01-14.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-02-15 to 2026-01-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 41,713 shares, $673,714 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 39,082 shares @ $16.16 ($631,565) in Eton Pharmaceuticals, Inc., filed 2025-08-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Eton Pharmaceuticals, Inc. (ETON) | Chief Financial Officer | 5 | — | 2 legs · 41,713 sh · $673,714 | 8 |
Form 4 filings — Gruber James R.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-14 | 4 | Eton Pharmaceuticals, Inc. (ETON) | Tax withholding (F): 2,293 @ $15.47 · Grant/award (A): 40,655 (derivative) @ $0 · Grant/award (A): 25,856 (derivative) @ $0 | EDGAR |
| 2025-12-12 | 4 | Eton Pharmaceuticals, Inc. (ETON) | Tax withholding (F): 4,542 @ $16.99 · Grant/award (A): 5,502 (derivative) @ $0 | EDGAR |
| 2025-08-20 | 4 | Eton Pharmaceuticals, Inc. (ETON) | Sale (S): 39,082 @ $16.16 · Sale (S): 2,631 @ $16.02 | EDGAR |
| 2025-01-06 | 4 | Eton Pharmaceuticals, Inc. (ETON) | Grant/award (A): 38,621 (derivative) @ $0 · Grant/award (A): 25,876 (derivative) @ $0 | EDGAR |
| 2024-02-15 | 4 | Eton Pharmaceuticals, Inc. (ETON) | Grant/award (A): 144,677 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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