Smith Alan Leonard — SEC Form 4 filings
SEC reporting owner CIK 1923426. 6 Form 4 filings on record with FilingPulse; latest filed 2026-03-17.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-03-18 to 2026-03-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Invesco Ltd. (IVZ) | SMD and CHRO | 5 | — | — | 12 |
| Corebridge Financial, Inc. (CRBG) | Chief Human Resources Officer | 1 | — | — | 1 |
Form 4 filings — Smith Alan Leonard
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-17 | 4 | Invesco Ltd. (IVZ) | Grant/award (A): 8,641 @ $0 · Tax withholding (F): 3,849 @ $23 · Option exercise (M): 8,641 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | Invesco Ltd. (IVZ) | Grant/award (A): 8,936 @ $0 · Tax withholding (F): 4,014 @ $26.26 · Option exercise (M): 8,936 (derivative) @ $0 · Grant/award (A): 32,202 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | Invesco Ltd. (IVZ) | Grant/award (A): 8,641 @ $0 · Tax withholding (F): 3,866 @ $15.28 · Option exercise (M): 8,641 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | Invesco Ltd. (IVZ) | Grant/award (A): 35,744 (derivative) @ $0 | EDGAR |
| 2025-01-10 | 4 | Corebridge Financial, Inc. (CRBG) | Tax withholding (F): 2,668 @ $24.50 | EDGAR |
| 2024-03-18 | 4 | Invesco Ltd. (IVZ) | Grant/award (A): 25,923 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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