Briones Jose A — SEC Form 4 filings
SEC reporting owner CIK 1927262. 14 Form 4 filings on record with FilingPulse; latest filed 2026-05-12.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-02-14 to 2026-05-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 17 legs across 14 filings — 64,458 shares, $525,103 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 9,840 shares @ $10.15 ($99,925) in PennantPark Floating Rate Capital Ltd., filed 2025-05-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PennantPark Floating Rate Capital Ltd. (PFLT) | Director | 8 | 8 legs · 32,855 sh · $314,865 | — | — |
| PENNANTPARK INVESTMENT CORP (PNNT) | Director | 6 | 9 legs · 31,603 sh · $210,238 | — | — |
Form 4 filings — Briones Jose A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-12 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 5,770 @ $8.67 | EDGAR |
| 2026-02-23 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 5,895 @ $8.48 | EDGAR |
| 2025-12-03 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 4,235 @ $5.91 | EDGAR |
| 2025-12-03 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 5,500 @ $9.10 | EDGAR |
| 2025-05-23 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 1,515 @ $6.59 | EDGAR |
| 2025-05-23 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 1,480 @ $10.13 | EDGAR |
| 2025-05-16 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 3,640 @ $6.88 | EDGAR |
| 2025-05-16 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 9,840 @ $10.15 | EDGAR |
| 2024-12-03 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 3,675 @ $6.79 | EDGAR |
| 2024-06-11 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 1,745 @ $11.40 | EDGAR |
| 2024-06-03 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 885 @ $11.33 | EDGAR |
| 2024-05-17 | 4 | PennantPark Floating Rate Capital Ltd. (PFLT) | Purchase (P): 1,740 @ $11.48 | EDGAR |
| 2024-02-29 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 4,956 @ $6.86 · Purchase (P): 1,166 @ $6.85 · Purchase (P): 1,166 @ $6.86 | EDGAR |
| 2024-02-14 | 4 | PENNANTPARK INVESTMENT CORP (PNNT) | Purchase (P): 7,450 @ $6.70 · Purchase (P): 3,800 @ $6.67 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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