Frates Caton — SEC Form 4 filings
SEC reporting owner CIK 1928633. 12 Form 4 filings on record with FilingPulse; latest filed 2026-09-14.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-01-12 to 2026-09-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 5,530 shares, $4,869,228 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: sale of 1,700 shares @ $883.35 ($1,501,695) in COSTCO WHOLESALE CORP /NEW, filed 2024-10-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| COSTCO WHOLESALE CORP /NEW (COST) | Executive Vice President | 12 | — | 5 legs · 5,530 sh · $4,869,228 | 18 |
Form 4 filings — Frates Caton
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Grant/award (A): 4,552 @ $0 · Tax withholding (F): 1,654.36 @ $902.38 | EDGAR |
| 2026-04-01 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Sale (S): 700 @ $993 | EDGAR |
| 2025-10-24 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Tax withholding (F): 155.74 @ $944.68 · Tax withholding (F): 247.66 @ $944.68 · Tax withholding (F): 758.28 @ $944.68 · Tax withholding (F): 901.26 @ $944.68 · Tax withholding (F): 705.75 @ $944.68 | EDGAR |
| 2025-09-30 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Sale (S): 1,540 @ $910.02 | EDGAR |
| 2025-09-12 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Grant/award (A): 4,219 @ $0 · Tax withholding (F): 1,271.08 @ $956.29 | EDGAR |
| 2025-03-20 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Sale (S): 850 @ $900.25 | EDGAR |
| 2024-10-24 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Tax withholding (F): 190.89 @ $893.49 · Tax withholding (F): 157.36 @ $893.49 · Tax withholding (F): 125.37 @ $893.49 · Tax withholding (F): 255.38 @ $893.49 · Tax withholding (F): 227.52 @ $893.49 | EDGAR |
| 2024-10-02 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Sale (S): 1,700 @ $883.35 | EDGAR |
| 2024-09-18 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Grant/award (A): 6,737.12 @ $0 · Tax withholding (F): 2,111.03 @ $907.87 | EDGAR |
| 2024-02-22 | 4/A | COSTCO WHOLESALE CORP /NEW (COST) | Grant/award (A): 66.38 @ $0 | EDGAR |
| 2024-01-16 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Sale (S): 740 @ $683.50 | EDGAR |
| 2024-01-12 | 4 | COSTCO WHOLESALE CORP /NEW (COST) | Grant/award (A): 30.74 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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