Yao Gerald — SEC Form 4 filings
SEC reporting owner CIK 1937749. 26 Form 4 filings on record with FilingPulse; latest filed 2026-02-11.
Transaction summary — filings shown
Covers all 26 filings on record, filed 2024-01-10 to 2026-02-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 15,000 shares, $24,910 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
- Largest priced transaction: sale of 4,000 shares @ $1.80 ($7,200) in FiscalNote Holdings, Inc., filed 2024-03-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| FiscalNote Holdings, Inc. (NOTE) | Director | 26 | — | 5 legs · 15,000 sh · $24,910 | 28 |
Form 4 filings — Yao Gerald
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-11 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 42 @ $1.22 | EDGAR |
| 2026-01-22 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 353 @ $1.57 | EDGAR |
| 2025-10-21 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 305 @ $4.25 | EDGAR |
| 2025-09-26 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 40 @ $7.63 | EDGAR |
| 2025-08-19 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 416 @ $0.63 | EDGAR |
| 2025-07-21 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 13,927 @ $0.65 | EDGAR |
| 2025-05-29 | 4 | FiscalNote Holdings, Inc. (NOTE) | Grant/award (A): 280,854 @ $0 | EDGAR |
| 2025-02-11 | 4 | FiscalNote Holdings, Inc. (NOTE) | Grant/award (A): 5,284 @ $0.91 · Tax withholding (F): 483 @ $1.28 | EDGAR |
| 2025-01-23 | 4 | FiscalNote Holdings, Inc. (NOTE) | Sale (S): 2,750 @ $1.50 | EDGAR |
| 2024-12-19 | 4 | FiscalNote Holdings, Inc. (NOTE) | Sale (S): 2,750 @ $1.50 | EDGAR |
| 2024-11-12 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 417 @ $0.95 · Tax withholding (F): 914 @ $0.95 | EDGAR |
| 2024-10-09 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 914 @ $1.17 | EDGAR |
| 2024-09-11 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 1,059 @ $1.19 | EDGAR |
| 2024-08-09 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 483 @ $1.39 · Tax withholding (F): 1,059 @ $1.39 | EDGAR |
| 2024-08-07 | 4 | FiscalNote Holdings, Inc. (NOTE) | Gift (G): 68,305 (derivative) · Gift (G): 68,305 (derivative) | EDGAR |
| 2024-08-01 | 4 | FiscalNote Holdings, Inc. (NOTE) | Grant/award (A): 128,571 @ $0 · Grant/award (A): 85,714 (derivative) @ $0 | EDGAR |
| 2024-07-22 | 4 | FiscalNote Holdings, Inc. (NOTE) | Sale (S): 2,750 @ $1.94 | EDGAR |
| 2024-07-10 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 1,059 @ $1.79 | EDGAR |
| 2024-06-26 | 4 | FiscalNote Holdings, Inc. (NOTE) | Sale (S): 2,750 @ $1.50 | EDGAR |
| 2024-06-11 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 1,059 @ $1.14 | EDGAR |
| 2024-05-09 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 483 @ $1.30 · Tax withholding (F): 1,059 @ $1.30 | EDGAR |
| 2024-04-10 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 1,059 @ $1.40 | EDGAR |
| 2024-03-20 | 4 | FiscalNote Holdings, Inc. (NOTE) | Sale (S): 4,000 @ $1.80 | EDGAR |
| 2024-03-12 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 1,059 @ $2.06 | EDGAR |
| 2024-02-09 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 1,929 @ $1.43 · Tax withholding (F): 1,059 @ $1.43 | EDGAR |
| 2024-01-10 | 4 | FiscalNote Holdings, Inc. (NOTE) | Tax withholding (F): 1,059 @ $1.06 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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