Carnifax Richard K — SEC Form 4 filings
SEC reporting owner CIK 1938060. 16 Form 4 filings on record with FilingPulse; latest filed 2026-05-08.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-02-09 to 2026-05-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 1,715 shares, $6,368 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 56.
- Largest priced transaction: sale of 806 shares @ $3.21 ($2,589) in UNIVERSAL ELECTRONICS INC, filed 2025-11-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| UNIVERSAL ELECTRONICS INC (UEIC) | COO and Interim CEO | 16 | — | 4 legs · 1,715 sh · $6,368 | 56 |
Form 4 filings — Carnifax Richard K
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-08 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 1,166 · Sale (S): 362 @ $4.26 · Option exercise (M): 1,166 (derivative) @ $0 | EDGAR |
| 2026-02-13 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 1,167 · Sale (S): 347 @ $4.09 · Option exercise (M): 672 · Sale (S): 200 @ $4.09 · Option exercise (M): 1,167 (derivative) @ $0 · Option exercise (M): 672 (derivative) @ $0 | EDGAR |
| 2025-11-17 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Grant/award (A): 150,000 (derivative) @ $0 · Grant/award (A): 150,000 (derivative) @ $0 · Grant/award (A): 150,000 (derivative) @ $2.97 | EDGAR |
| 2025-11-12 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 1,167 · Option exercise (M): 673 · Sale (S): 806 @ $3.21 · Option exercise (M): 1,167 (derivative) @ $0 · Option exercise (M): 673 (derivative) @ $0 | EDGAR |
| 2025-08-11 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 1,167 · Tax withholding (F): 488 @ $6.35 · Option exercise (M): 673 · Tax withholding (F): 281 @ $5.41 · Option exercise (M): 1,167 (derivative) @ $0 · Option exercise (M): 673 (derivative) @ $0 | EDGAR |
| 2025-05-12 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 673 · Tax withholding (F): 275 @ $6.87 · Option exercise (M): 673 (derivative) @ $0 | EDGAR |
| 2025-05-08 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 1,167 · Tax withholding (F): 477 @ $5.68 · Option exercise (M): 1,167 (derivative) @ $0 | EDGAR |
| 2025-04-11 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Grant/award (A): 39,216 (derivative) @ $0 · Grant/award (A): 39,216 (derivative) @ $0 | EDGAR |
| 2025-02-25 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 1,934 · Tax withholding (F): 911 @ $8.47 · Option exercise (M): 1,934 (derivative) @ $0 | EDGAR |
| 2025-02-11 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 4,668 · Tax withholding (F): 2,200 @ $10.04 · Option exercise (M): 673 · Tax withholding (F): 317 @ $10.04 · Option exercise (M): 4,668 (derivative) @ $0 · Option exercise (M): 673 (derivative) @ $0 | EDGAR |
| 2024-11-12 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 673 · Tax withholding (F): 281 @ $10.25 · Option exercise (M): 673 (derivative) @ $0 | EDGAR |
| 2024-08-13 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 673 · Tax withholding (F): 281 @ $10.11 · Option exercise (M): 673 (derivative) @ $0 | EDGAR |
| 2024-05-10 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 673 · Tax withholding (F): 317 @ $13.71 · Option exercise (M): 673 (derivative) @ $0 | EDGAR |
| 2024-02-26 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 1,934 · Tax withholding (F): 911 @ $8.46 · Option exercise (M): 836 · Tax withholding (F): 394 @ $8.42 · Option exercise (M): 1,934 (derivative) @ $0 · Option exercise (M): 836 (derivative) @ $0 | EDGAR |
| 2024-02-13 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Option exercise (M): 2,692 · Tax withholding (F): 1,269 @ $8.62 · Option exercise (M): 2,692 (derivative) @ $0 | EDGAR |
| 2024-02-09 | 4 | UNIVERSAL ELECTRONICS INC (UEIC) | Grant/award (A): 14,000 (derivative) @ $0 · Grant/award (A): 14,001 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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