West Kara — SEC Form 4 filings
SEC reporting owner CIK 1938284. 11 Form 4 filings on record with FilingPulse; latest filed 2026-03-11.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-02-05 to 2026-03-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 1,933 shares, $305,136 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 1,212 shares @ $141.87 ($171,946) in CAPITAL ONE FINANCIAL CORP, filed 2024-05-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CAPITAL ONE FINANCIAL CORP (COF) | Chief Enterprise Risk Officer | 11 | — | 3 legs · 1,933 sh · $305,136 | 17 |
Form 4 filings — West Kara
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-11 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 4,477 @ $0 · Tax withholding (F): 2,020 @ $185.73 | EDGAR |
| 2026-02-18 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Tax withholding (F): 616 @ $207.37 · Tax withholding (F): 562 @ $207.37 · Tax withholding (F): 578 @ $207.37 | EDGAR |
| 2026-02-05 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 6,165 @ $0 | EDGAR |
| 2025-06-05 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 23,003 @ $0 | EDGAR |
| 2025-03-12 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 956 @ $0 · Tax withholding (F): 432 @ $163.87 | EDGAR |
| 2025-02-19 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Tax withholding (F): 415 @ $202.16 · Tax withholding (F): 598 @ $202.16 · Tax withholding (F): 593 @ $202.16 | EDGAR |
| 2025-02-06 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 4,809 @ $0 | EDGAR |
| 2024-11-12 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Sale (S): 400 @ $184.76 · Sale (S): 321 @ $184.69 | EDGAR |
| 2024-05-03 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Sale (S): 1,212 @ $141.87 | EDGAR |
| 2024-02-20 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Tax withholding (F): 367 @ $136.36 · Tax withholding (F): 393 @ $136.36 · Tax withholding (F): 598 @ $136.36 | EDGAR |
| 2024-02-05 | 4 | CAPITAL ONE FINANCIAL CORP (COF) | Grant/award (A): 5,595 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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