Yu Nicholas — SEC Form 4 filings
SEC reporting owner CIK 1940004. 13 Form 4 filings on record with FilingPulse; latest filed 2025-05-20.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-13 to 2025-05-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 11 legs across 6 filings — 46,785 shares, $37,771 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 5,123 shares @ $2.13 ($10,912) in Wag! Group Co., filed 2024-02-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Wag! Group Co. (PET) | VP of Legal | 13 | — | 11 legs · 46,785 sh · $37,771 | 11 |
Form 4 filings — Yu Nicholas
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-05-20 | 4 | Wag! Group Co. (PET) | Tax withholding (F): 24,322 @ $0.14 | EDGAR |
| 2025-02-19 | 4 | Wag! Group Co. (PET) | Sale (S): 8,697 @ $0.30 · Sale (S): 677 @ $0.31 | EDGAR |
| 2024-11-19 | 4 | Wag! Group Co. (PET) | Sale (S): 8,234 @ $0.17 | EDGAR |
| 2024-10-10 | 4 | Wag! Group Co. (PET) | Option exercise (M): 1,215 @ $0.09 · Option exercise (M): 1,215 (derivative) @ $0 | EDGAR |
| 2024-09-12 | 4 | Wag! Group Co. (PET) | Sale (S): 14,574 @ $0.72 | EDGAR |
| 2024-08-20 | 4 | Wag! Group Co. (PET) | Sale (S): 4,360 @ $0.85 · Sale (S): 5 @ $0.80 · Sale (S): 316 @ $0.81 | EDGAR |
| 2024-08-05 | 4 | Wag! Group Co. (PET) | Option exercise (M): 1,823 @ $0.09 · Option exercise (M): 1,823 (derivative) @ $0 | EDGAR |
| 2024-05-21 | 4 | Wag! Group Co. (PET) | Sale (S): 4,300 @ $1.71 · Sale (S): 4 @ $1.67 · Sale (S): 495 @ $1.66 | EDGAR |
| 2024-05-09 | 4 | Wag! Group Co. (PET) | Grant/award (A): 117,946 @ $0 | EDGAR |
| 2024-05-08 | 4 | Wag! Group Co. (PET) | Option exercise (M): 1,822 @ $0.09 · Option exercise (M): 1,822 (derivative) @ $0 | EDGAR |
| 2024-02-21 | 4 | Wag! Group Co. (PET) | Sale (S): 5,123 @ $2.13 | EDGAR |
| 2024-02-14 | 4 | Wag! Group Co. (PET) | Grant/award (A): 107,250 @ $0 | EDGAR |
| 2024-02-13 | 4 | Wag! Group Co. (PET) | Option exercise (M): 1,823 @ $0.09 · Option exercise (M): 1,823 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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