Swain Carol — SEC Form 4 filings
SEC reporting owner CIK 1941224. 24 Form 4 filings on record with FilingPulse; latest filed 2026-06-12.
Transaction summary — filings shown
Covers all 24 filings on record, filed 2024-03-15 to 2026-06-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 46.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Director | 9 | — | — | 15 |
| VINEBROOK HOMES TRUST, INC. | Director | 4 | — | — | 11 |
| NexPoint Real Estate Finance, Inc. (NREF) | Director | 5 | — | — | 10 |
| NexPoint Residential Trust, Inc. (NXRT) | Director | 6 | — | — | 10 |
Form 4 filings — Swain Carol
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-12 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 4,830 · Disposition to issuer (D): 2,415 · Option exercise (M): 4,830 (derivative) @ $0 | EDGAR |
| 2026-06-04 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 7,077 (derivative) @ $0 | EDGAR |
| 2026-05-27 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 3,429 · Disposition to issuer (D): 1,714 · Option exercise (M): 3,429 (derivative) @ $0 | EDGAR |
| 2026-04-07 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 7,813 · Disposition to issuer (D): 3,906 · Option exercise (M): 7,813 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 3,247 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Grant/award (A): 4,800 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | VINEBROOK HOMES TRUST, INC. | Option exercise (M): 2,202 · Disposition to issuer (D): 1,101 · Grant/award (A): 2,187 (derivative) @ $0 · Option exercise (M): 2,202 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 5,518 · Disposition to issuer (D): 2,759 · Grant/award (A): 6,154 (derivative) @ $0 · Option exercise (M): 5,518 (derivative) @ $0 | EDGAR |
| 2025-06-12 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 4,830 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Grant/award (A): 3,429 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 7,813 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | VINEBROOK HOMES TRUST, INC. | Option exercise (M): 1,781 · Disposition to issuer (D): 1,068.60 · Grant/award (A): 2,202 (derivative) @ $0 · Option exercise (M): 1,781 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Grant/award (A): 5,518 (derivative) @ $0 | EDGAR |
| 2025-03-20 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 11,698 · Option exercise (M): 11,698 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 4,117 · Option exercise (M): 4,117 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 4,530 · Option exercise (M): 4,530 (derivative) @ $0 | EDGAR |
| 2024-04-15 | 4 | VINEBROOK HOMES TRUST, INC. (N) | Option exercise (M): 1,586 · Option exercise (M): 1,586 (derivative) @ $0 | EDGAR |
| 2024-04-08 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 7,463 · Option exercise (M): 7,463 (derivative) @ $0 | EDGAR |
| 2024-04-08 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 4,274 · Option exercise (M): 4,274 (derivative) @ $0 | EDGAR |
| 2024-04-04 | 4 | VINEBROOK HOMES TRUST, INC. (N) | Grant/award (A): 1,781 (derivative) @ $0 | EDGAR |
| 2024-04-01 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 2,794 · Option exercise (M): 2,794 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 11,698 (derivative) @ $0 | EDGAR |
| 2024-03-15 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Grant/award (A): 4,117 (derivative) @ $0 | EDGAR |
| 2024-03-15 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Grant/award (A): 4,530 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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