Clark Joseph Gates — SEC Form 4 filings
SEC reporting owner CIK 1944970. 29 Form 4 filings on record with FilingPulse; latest filed 2026-07-27.
Transaction summary — filings shown
Covers all 29 filings on record, filed 2024-01-23 to 2026-07-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 22 legs across 16 filings — 76,233 shares, $2,321,342 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: sale of 12,546 shares @ $22.55 ($282,882) in Penguin Solutions, Inc., filed 2026-04-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Penguin Solutions, Inc. (PENG) | SVP and Pres, Optimized LED | 29 | — | 22 legs · 76,233 sh · $2,321,342 | 15 |
Form 4 filings — Clark Joseph Gates
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-27 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 1,327 @ $57.47 | EDGAR |
| 2026-07-22 | 4 | Penguin Solutions, Inc. (PENG) | Tax withholding (F): 2,042 @ $60.41 | EDGAR |
| 2026-06-02 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 1,000 @ $55.53 · Sale (S): 1,100 @ $56.54 · Sale (S): 900 @ $57.73 · Sale (S): 1,439 @ $58.50 · Sale (S): 4,612 @ $59.97 · Sale (S): 1,300 @ $60.76 | EDGAR |
| 2026-05-12 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 5,000 @ $39.99 | EDGAR |
| 2026-05-07 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 5,000 @ $34.75 | EDGAR |
| 2026-04-27 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 1,485 @ $27.62 · Sale (S): 5,000 @ $29.75 | EDGAR |
| 2026-04-20 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 5,000 @ $26.82 · Tax withholding (F): 2,288 @ $26.74 | EDGAR |
| 2026-04-10 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 12,546 @ $22.55 | EDGAR |
| 2026-02-25 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 10,046 @ $20.07 | EDGAR |
| 2026-02-12 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 1,346 @ $19.03 | EDGAR |
| 2026-01-21 | 4 | Penguin Solutions, Inc. (PENG) | Tax withholding (F): 2,564 @ $19.96 | EDGAR |
| 2025-10-22 | 4 | Penguin Solutions, Inc. (PENG) | Tax withholding (F): 1,890 @ $21.74 | EDGAR |
| 2025-10-16 | 4 | Penguin Solutions, Inc. (PENG) | Grant/award (A): 53,978 @ $0 · Tax withholding (F): 23,535 @ $22.32 | EDGAR |
| 2025-10-01 | 4 | Penguin Solutions, Inc. (PENG) | Grant/award (A): 14,816 @ $0 | EDGAR |
| 2025-07-22 | 4 | Penguin Solutions, Inc. (PENG) | Tax withholding (F): 1,889 @ $24.43 | EDGAR |
| 2025-05-05 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 2,278 @ $17.50 | EDGAR |
| 2025-04-22 | 4 | Penguin Solutions, Inc. (PENG) | Tax withholding (F): 4,044 @ $15.88 | EDGAR |
| 2025-01-27 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 2,131 @ $20.94 | EDGAR |
| 2025-01-22 | 4 | Penguin Solutions, Inc. (PENG) | Tax withholding (F): 4,399 @ $20.51 | EDGAR |
| 2024-11-15 | 4 | Penguin Solutions, Inc. (PENG) | Sale (S): 2,264 @ $17.50 | EDGAR |
| 2024-10-22 | 4 | Penguin Solutions, Inc. (PENG) | Tax withholding (F): 3,554 @ $15.69 | EDGAR |
| 2024-10-02 | 4 | SMART Global Holdings, Inc. (SGH) | Grant/award (A): 18,937 @ $0 | EDGAR |
| 2024-07-26 | 4 | SMART Global Holdings, Inc. (SGH) | Sale (S): 2,527 @ $23.67 | EDGAR |
| 2024-07-23 | 4 | SMART Global Holdings, Inc. (SGH) | Tax withholding (F): 2,341 @ $23.86 | EDGAR |
| 2024-07-12 | 4 | SMART Global Holdings, Inc. (SGH) | Sale (S): 5,000 @ $29.00 | EDGAR |
| 2024-04-25 | 4 | SMART Global Holdings, Inc. (SGH) | Sale (S): 2,529 @ $17.94 | EDGAR |
| 2024-04-23 | 4 | SMART Global Holdings, Inc. (SGH) | Tax withholding (F): 2,341 @ $16.92 | EDGAR |
| 2024-01-25 | 4 | SMART Global Holdings, Inc. (SGH) | Sale (S): 2,403 @ $22.36 | EDGAR |
| 2024-01-23 | 4 | SMART Global Holdings, Inc. (SGH) | Tax withholding (F): 2,640 @ $22.89 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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