Kraus Carl N — SEC Form 4 filings
SEC reporting owner CIK 1946475. 5 Form 4 filings on record with FilingPulse; latest filed 2025-10-17.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-03-11 to 2025-10-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 20,272 shares, $141,904 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: sale of 20,272 shares @ $7.00 ($141,904) in Aquestive Therapeutics, Inc., filed 2025-10-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Aquestive Therapeutics, Inc. (AQST) | Chief Medical Officer | 5 | — | 1 leg · 20,272 sh · $141,904 | 7 |
Form 4 filings — Kraus Carl N
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-10-17 | 4 | Aquestive Therapeutics, Inc. (AQST) | Sale (S): 20,272 @ $7 | EDGAR |
| 2025-08-12 | 4 | Aquestive Therapeutics, Inc. (AQST) | Tax withholding (F): 10,819 @ $3.90 | EDGAR |
| 2025-03-11 | 4 | Aquestive Therapeutics, Inc. (AQST) | Grant/award (A): 70,000 @ $0 · Tax withholding (F): 8,115 @ $2.65 · Grant/award (A): 30,000 (derivative) @ $0 | EDGAR |
| 2024-08-12 | 4 | Aquestive Therapeutics, Inc. (AQST) | Tax withholding (F): 10,819 @ $3.43 | EDGAR |
| 2024-03-11 | 4 | Aquestive Therapeutics, Inc. (AQST) | Grant/award (A): 112,500 @ $0 · Grant/award (A): 56,250 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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