Carlson Michael James — SEC Form 4 filings
SEC reporting owner CIK 1948274. 18 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 18 filings on record, filed 2024-02-20 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing — 55,000 shares, $96,250 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 76,386 shares, $153,686 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 32.
- Largest priced transaction: purchase of 44,882 shares @ $1.75 ($78,544) in STEM, INC., filed 2024-03-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STEM, INC. (STEM) | President, Managed Services | 18 | 2 legs · 55,000 sh · $96,250 | 5 legs · 76,386 sh · $153,686 | 32 |
Form 4 filings — Carlson Michael James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | STEM, INC. (STEM) | Option exercise (M): 5,000 @ $7.81 · Option exercise (M): 2,750 @ $7.81 · Sale (S): 1,347 @ $7.85 · Option exercise (M): 2,750 (derivative) @ $0 · Option exercise (M): 5,000 (derivative) @ $0 | EDGAR |
| 2026-03-10 | 4 | STEM, INC. (STEM) | Option exercise (M): 3,541 · Sale (S): 2,079 @ $11.12 · Option exercise (M): 3,541 (derivative) @ $0 | EDGAR |
| 2026-03-02 | 4 | STEM, INC. (STEM) | Grant/award (A): 25,800 (derivative) @ $0 · Grant/award (A): 17,200 (derivative) @ $0 | EDGAR |
| 2026-02-19 | 4 | STEM, INC. (STEM) | Tax withholding (F): 730 @ $11.30 | EDGAR |
| 2026-02-18 | 4 | STEM, INC. (STEM) | Option exercise (M): 1,342 · Option exercise (M): 1,342 (derivative) @ $0 | EDGAR |
| 2025-11-12 | 4 | STEM, INC. (STEM) | Option exercise (M): 13,750 · Tax withholding (F): 6,743 @ $18.27 · Option exercise (M): 13,750 (derivative) @ $0 | EDGAR |
| 2025-07-30 | 4 | STEM, INC. (STEM) | Grant/award (A): 10,000 (derivative) @ $0 · Grant/award (A): 10,000 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | STEM, INC. (STEM) | Grant/award (A): 11,000 (derivative) @ $0 · Grant/award (A): 5,500 (derivative) @ $0 · Grant/award (A): 5,500 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | STEM, INC. (STEM) | Option exercise (M): 70,834 @ $0 · Sale (S): 27,739 @ $0.40 · Option exercise (M): 70,834 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | STEM, INC. (STEM) | Option exercise (M): 26,053 @ $0 · Option exercise (M): 26,053 (derivative) @ $0 | EDGAR |
| 2024-11-04 | 4 | STEM, INC. (STEM) | Grant/award (A): 100,000 (derivative) @ $0 | EDGAR |
| 2024-11-01 | 4 | STEM, INC. (STEM) | Grant/award (A): 175,000 (derivative) @ $0 | EDGAR |
| 2024-09-30 | 4 | STEM, INC. (STEM) | Option exercise (M): 6,089 @ $0 · Option exercise (M): 6,089 (derivative) @ $0 | EDGAR |
| 2024-05-28 | 4 | STEM, INC. (STEM) | Grant/award (A): 212,500 (derivative) @ $0 | EDGAR |
| 2024-03-18 | 4 | STEM, INC. (STEM) | Purchase (P): 10,118 @ $1.75 · Purchase (P): 44,882 @ $1.75 | EDGAR |
| 2024-03-12 | 4 | STEM, INC. (STEM) | Sale (S): 35,269 @ $2.19 | EDGAR |
| 2024-03-05 | 4 | STEM, INC. (STEM) | Grant/award (A): 88,805 @ $0 | EDGAR |
| 2024-02-20 | 4 | STEM, INC. (STEM) | Option exercise (M): 26,052 @ $0 · Sale (S): 9,952 @ $3.17 · Option exercise (M): 26,052 (derivative) @ $0 · Grant/award (A): 109,344 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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