Lau Daniel — SEC Form 4 filings
SEC reporting owner CIK 1950123. 12 Form 4 filings on record with FilingPulse; latest filed 2026-08-05.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2025-12-19 to 2026-08-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 22 legs across 12 filings — 1,294,000 shares, $6,933,647 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 360,000 shares @ $3.95 ($1,423,728) in GRAN TIERRA ENERGY INC., filed 2025-12-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GRAN TIERRA ENERGY INC. (GTE) | 10% owner | 12 | 22 legs · 1,294,000 sh · $6,933,647 | — | — |
Form 4 filings — Lau Daniel
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-05 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management Inc., Man Christine | Purchase (P): 24,000 @ $6.89 · Purchase (P): 34,000 @ $6.88 | EDGAR |
| 2026-06-29 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management Inc., Man Christine | Purchase (P): 32,000 @ $6.04 | EDGAR |
| 2026-06-09 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management Inc., Man Christine | Purchase (P): 35,000 @ $7.62 · Purchase (P): 51,000 @ $7.22 | EDGAR |
| 2026-05-26 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management Inc., Man Christine | Purchase (P): 34,000 @ $8.48 · Purchase (P): 41,000 @ $8.18 | EDGAR |
| 2026-05-11 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management Inc., Man Christine | Purchase (P): 18,000 @ $8.30 · Purchase (P): 12,000 @ $8.88 | EDGAR |
| 2026-05-05 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management Inc., Man Christine | Purchase (P): 52,000 @ $9.10 · Purchase (P): 45,000 @ $9.30 | EDGAR |
| 2026-03-04 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management Inc., Man Christine | Purchase (P): 50,000 @ $6.42 · Purchase (P): 20,000 @ $6.52 · Purchase (P): 24,000 @ $6.38 | EDGAR |
| 2026-02-17 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset Management, Inc., Man Christine | Purchase (P): 32,000 @ $5.33 · Purchase (P): 10,000 @ $5.40 · Purchase (P): 20,000 @ $5.30 | EDGAR |
| 2026-01-09 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset (IM) Inc., Man Christine | Purchase (P): 80,000 @ $3.87 | EDGAR |
| 2026-01-07 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset (IM) Inc., Man Christine | Purchase (P): 100,000 @ $4.04 · Purchase (P): 80,000 @ $4.00 | EDGAR |
| 2025-12-22 | 4 | GRAN TIERRA ENERGY INC. (GTE) jointly with LM Asset (IM) Inc., Man Christine | Purchase (P): 140,000 @ $3.87 | EDGAR |
| 2025-12-19 | 4 | GRAN TIERRA ENERGY INC. (GTE) | Purchase (P): 360,000 @ $3.95 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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