ARTIS DEAN RICHARD — SEC Form 4 filings
SEC reporting owner CIK 1958523. 6 Form 4 filings on record with FilingPulse; latest filed 2026-03-04.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-02-21 to 2026-03-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 16,699 shares, $75,363 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 5,894 shares @ $5.43 ($32,004) in Annexon, Inc., filed 2026-03-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Annexon, Inc. (ANNX) | EVP & CHIEF SCIENTIFIC OFFICER | 6 | — | 3 legs · 16,699 sh · $75,363 | 6 |
Form 4 filings — ARTIS DEAN RICHARD
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-04 | 4 | Annexon, Inc. (ANNX) | Sale (S): 5,894 @ $5.43 | EDGAR |
| 2026-02-23 | 4 | Annexon, Inc. (ANNX) | Grant/award (A): 62,500 @ $0 · Grant/award (A): 250,000 (derivative) @ $0 | EDGAR |
| 2026-02-20 | 4 | Annexon, Inc. (ANNX) | Sale (S): 5,290 @ $5.10 | EDGAR |
| 2025-03-03 | 4 | Annexon, Inc. (ANNX) | Grant/award (A): 44,963 @ $0 · Grant/award (A): 272,575 (derivative) @ $0 | EDGAR |
| 2025-02-20 | 4 | Annexon, Inc. (ANNX) | Sale (S): 5,515 @ $2.97 | EDGAR |
| 2024-02-21 | 4 | Annexon, Inc. (ANNX) | Grant/award (A): 39,000 @ $0 · Grant/award (A): 160,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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