Rosa Katherine Quick — SEC Form 4 filings
SEC reporting owner CIK 1958811. 9 Form 4 filings on record with FilingPulse; latest filed 2026-08-20.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-11-14 to 2026-08-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 9 legs across 9 filings — 10,063 shares, $98,750 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 1,413 shares @ $9.73 ($13,750) in Nomura Alternative Income Fund, filed 2026-05-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Nomura Alternative Income Fund (NAIFX) | — | 9 | 9 legs · 10,063 sh · $98,750 | — | — |
Form 4 filings — Rosa Katherine Quick
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 1,421.92 @ $9.67 | EDGAR |
| 2026-05-14 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 1,413.15 @ $9.73 | EDGAR |
| 2026-02-13 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 1,404.49 @ $9.79 | EDGAR |
| 2025-11-17 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 1,410.26 @ $9.75 | EDGAR |
| 2025-08-15 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 885.63 @ $9.88 | EDGAR |
| 2025-08-15 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 887.42 @ $9.86 | EDGAR |
| 2025-06-04 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 885.63 @ $9.88 | EDGAR |
| 2025-02-14 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 882.95 @ $9.91 | EDGAR |
| 2024-11-14 | 4 | Nomura Alternative Income Fund (NAIFX) | Purchase (P): 871.51 @ $10.04 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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