Locke Mistelle — SEC Form 4 filings
SEC reporting owner CIK 1960753. 10 Form 4 filings on record with FilingPulse; latest filed 2026-06-29.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-01-22 to 2026-06-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 5 filings — 13,483 shares, $16,311 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: sale of 7,048 shares @ $0.85 ($5,991) in Direct Digital Holdings, Inc., filed 2024-12-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Direct Digital Holdings, Inc. (DRCT) | Director | 10 | — | 7 legs · 13,483 sh · $16,311 | 20 |
Form 4 filings — Locke Mistelle
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-29 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 34 · Sale (S): 31 @ $6.51 · Option exercise (M): 90 · Option exercise (M): 159 · Sale (S): 76 @ $2.96 · Option exercise (M): 37 · +5 more | EDGAR |
| 2025-06-13 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 8,205 · Sale (S): 3,432 @ $0.52 · Option exercise (M): 8,205 (derivative) @ $0 | EDGAR |
| 2025-06-11 | 4 | Direct Digital Holdings, Inc. (DRCT) | Grant/award (A): 35,000 (derivative) @ $0 | EDGAR |
| 2025-01-28 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 7,246 · Sale (S): 1,773 @ $1.30 · Option exercise (M): 7,246 (derivative) @ $0 · Grant/award (A): 20,000 (derivative) @ $0 | EDGAR |
| 2024-12-19 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 7,048 @ $0.85 | EDGAR |
| 2024-12-11 | 4 | Direct Digital Holdings, Inc. (DRCT) | Grant/award (A): 24,615 @ $0 | EDGAR |
| 2024-06-14 | 4 | Direct Digital Holdings, Inc. (DRCT) | Sale (S): 1,098 @ $5.22 | EDGAR |
| 2024-06-12 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 8,205 · Option exercise (M): 8,205 (derivative) @ $0 | EDGAR |
| 2024-01-29 | 4 | Direct Digital Holdings, Inc. (DRCT) | Tax withholding (F): 1,719 @ $11.68 | EDGAR |
| 2024-01-22 | 4 | Direct Digital Holdings, Inc. (DRCT) | Option exercise (M): 7,246 · Option exercise (M): 7,246 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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