O'Connor Joseph A. — SEC Form 4 filings
SEC reporting owner CIK 1967090. 3 Form 4 filings on record with FilingPulse; latest filed 2026-02-02.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2025-11-03 to 2026-02-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 58,404 shares, $761,734 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 32,258 shares @ $15.50 ($500,000) in Carlyle AlpInvest Private Markets Fund, filed 2025-11-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Carlyle AlpInvest Private Markets Fund (XCPIX) | President and PEO, Director | 1 | 1 leg · 32,258 sh · $500,000 | — | — |
| Carlyle AlpInvest Private Markets Secondaries Fund (XASIX) | — | 2 | 2 legs · 26,146 sh · $261,734 | — | — |
Form 4 filings — O'Connor Joseph A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-02 | 4 | Carlyle AlpInvest Private Markets Secondaries Fund (XASIX) | Purchase (P): 722.62 @ $10.38 | EDGAR |
| 2025-11-04 | 4 | Carlyle AlpInvest Private Markets Fund (XCPIX) | Purchase (P): 32,258.06 @ $15.50 | EDGAR |
| 2025-11-03 | 4 | Carlyle AlpInvest Private Markets Secondaries Fund (XASIX) | Purchase (P): 25,423.37 @ $10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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