Richieri Richard A. — SEC Form 4 filings
SEC reporting owner CIK 1976193. 12 Form 4 filings on record with FilingPulse; latest filed 2025-02-07.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-01-11 to 2025-02-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 14 legs across 8 filings — 13,913 shares, $139,158 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 80.
- Largest priced transaction: sale of 3,843 shares @ $12.22 ($46,961) in Avid Bioservices, Inc., filed 2024-12-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Avid Bioservices, Inc. (CDMO) | Chief Operations Officer | 12 | — | 14 legs · 13,913 sh · $139,158 | 80 |
Form 4 filings — Richieri Richard A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-07 | 4 | Avid Bioservices, Inc. (CDMO) | Disposition to issuer (D): 49,535 · Disposition to issuer (D): 8,785 · Disposition to issuer (D): 56,250 (derivative) · Disposition to issuer (D): 48,498 (derivative) · Disposition to issuer (D): 59,212 (derivative) · Disposition to issuer (D): 107,137 (derivative) · +4 more | EDGAR |
| 2025-01-13 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 5,507 · Sale (S): 2,283 @ $12.37 · Option exercise (M): 464 · Sale (S): 200 @ $12.37 · Disposition to issuer (D): 506 (derivative) @ $0 · Disposition to issuer (D): 946 (derivative) @ $0 · +6 more | EDGAR |
| 2025-01-02 | 4 | Avid Bioservices, Inc. (CDMO) | Other (J): 1,755 @ $6.05 · Other (J): 1,303 @ $6.05 | EDGAR |
| 2024-12-27 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 10,695 · Sale (S): 3,843 @ $12.22 · Disposition to issuer (D): 5,043 (derivative) @ $0 · Disposition to issuer (D): 5,044 (derivative) @ $0 · Disposition to issuer (D): 5,652 (derivative) @ $0 · Disposition to issuer (D): 5,652 (derivative) @ $0 | EDGAR |
| 2024-10-11 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 5,506 · Sale (S): 2,031 @ $10.05 · Option exercise (M): 462 · Sale (S): 201 @ $10.05 · Disposition to issuer (D): 507 (derivative) @ $0 · Disposition to issuer (D): 945 (derivative) @ $0 · +6 more | EDGAR |
| 2024-07-16 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 1,469 · Sale (S): 530 @ $8.36 · Option exercise (M): 1,469 (derivative) @ $0 | EDGAR |
| 2024-07-12 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 4,047 · Sale (S): 1,456 @ $7.54 · Option exercise (M): 135 · Sale (S): 59 @ $7.54 · Option exercise (M): 4,047 (derivative) @ $0 · Option exercise (M): 135 (derivative) @ $0 | EDGAR |
| 2024-07-11 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 2,512 · Sale (S): 910 @ $7.54 · Option exercise (M): 255 · Sale (S): 115 @ $7.54 · Option exercise (M): 95,833 (derivative) @ $0 · Option exercise (M): 47,916 (derivative) @ $0 · +7 more | EDGAR |
| 2024-07-02 | 4 | Avid Bioservices, Inc. (CDMO) | Other (J): 1,965 @ $5.41 · Other (J): 1,388 @ $5.41 | EDGAR |
| 2024-05-02 | 4 | Avid Bioservices, Inc. (CDMO) | Sale (S): 1,005 @ $7.40 · Sale (S): 109 @ $7.40 | EDGAR |
| 2024-04-11 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 506 · Option exercise (M): 946 · Option exercise (M): 1,060 · Option exercise (M): 40 · Option exercise (M): 83 · Option exercise (M): 131 · +6 more | EDGAR |
| 2024-01-11 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 507 · Option exercise (M): 945 · Option exercise (M): 1,060 · Sale (S): 1,055 @ $6.17 · Option exercise (M): 40 · Option exercise (M): 83 · +8 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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