Rocco Steven F — SEC Form 4 filings
SEC reporting owner CIK 1976195. 3 Form 4 filings on record with FilingPulse; latest filed 2025-02-19.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-04-05 to 2025-02-19. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 50,000 shares, $500,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 50,000 shares @ $10.00 ($500,000) in Lord Abbett Flexible Income Fund, filed 2025-02-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lord Abbett Flexible Income Fund (LLIAX) | Director | 1 | 1 leg · 50,000 sh · $500,000 | — | — |
| Lord Abbett Floating Rate High Income Fund (LFHAX) | — | 2 | — | — | 2 |
Form 4 filings — Rocco Steven F
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-19 | 4 | Lord Abbett Flexible Income Fund (LLIAX) | Purchase (P): 50,000 @ $10 | EDGAR |
| 2024-04-12 | 4 | Lord Abbett Floating Rate High Income Fund (LFHAX) | Grant/award (A): 9,737.10 @ $10.27 | EDGAR |
| 2024-04-05 | 4 | Lord Abbett Floating Rate High Income Fund (LFHAX) | Grant/award (A): 1,945.53 @ $10.28 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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