Locke Simon Heidi — SEC Form 4 filings
SEC reporting owner CIK 1977117. 10 Form 4 filings on record with FilingPulse; latest filed 2026-09-18.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-01 to 2026-09-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 22,288 shares, $454,057 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 7 legs across 5 filings — 32,426 shares, $481,324 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: purchase of 19,800 shares @ $20.16 ($399,075) in Compass Diversified Holdings, filed 2024-09-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Compass Diversified Holdings (CODI) | — | 2 | 2 legs · 22,288 sh · $454,057 | — | — |
| TEEKAY CORP LTD (TK) | Director | 5 | — | 6 legs · 31,685 sh · $414,634 | 7 |
| TEEKAY TANKERS LTD. (TNK) | Director | 3 | — | 1 leg · 741 sh · $66,690 | 2 |
Form 4 filings — Locke Simon Heidi
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-18 | 4 | TEEKAY CORP LTD (TK) | Option exercise (M): 400 @ $5.81 · Sale (S): 400 @ $14.93 · Option exercise (M): 400 (derivative) @ $5.81 | EDGAR |
| 2026-09-11 | 4 | TEEKAY CORP LTD (TK) | Option exercise (M): 11,585 @ $5.81 · Sale (S): 11,585 @ $14.08 · Option exercise (M): 11,585 (derivative) @ $5.81 | EDGAR |
| 2026-08-21 | 4 | TEEKAY CORP LTD (TK) | Sale (S): 96 @ $13.19 · Sale (S): 485 @ $13.24 · Sale (S): 1,000 @ $13.64 | EDGAR |
| 2026-08-18 | 4 | TEEKAY TANKERS LTD. (TNK) | Sale (S): 741 @ $90 | EDGAR |
| 2026-06-22 | 4 | TEEKAY CORP LTD (TK) | Option exercise (M): 18,119 @ $3.98 · Sale (S): 18,119 @ $12.37 · Option exercise (M): 18,119 (derivative) @ $3.98 | EDGAR |
| 2026-06-10 | 4/A | TEEKAY TANKERS LTD. (TNK) | Grant/award (A): 1,883 @ $71.66 | EDGAR |
| 2026-06-10 | 4 | TEEKAY CORP LTD (TK) | Grant/award (A): 6,350 @ $11.81 | EDGAR |
| 2026-06-09 | 4 | TEEKAY TANKERS LTD. (TNK) | Grant/award (A): 1,883 @ $71.66 | EDGAR |
| 2024-09-12 | 4 | Compass Diversified Holdings (CODI) | Purchase (P): 19,800 @ $20.16 | EDGAR |
| 2024-02-01 | 4 | Compass Diversified Holdings (CODI) | Purchase (P): 2,488 @ $22.10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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