SMITH CHARLES A — SEC Form 4 filings
SEC reporting owner CIK 1977796. 6 Form 4 filings on record with FilingPulse; latest filed 2026-01-22.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-01-19 to 2026-01-22. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 39,700 shares, $5,362,623 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 20,000 shares @ $140.30 ($2,805,918) in MORGAN STANLEY, filed 2025-07-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MORGAN STANLEY (MS) | Chief Risk Officer | 6 | — | 3 legs · 39,700 sh · $5,362,623 | 6 |
Form 4 filings — SMITH CHARLES A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-22 | 4 | MORGAN STANLEY (MS) | Sale (S): 8,500 @ $182.08 | EDGAR |
| 2026-01-16 | 4 | MORGAN STANLEY (MS) | Grant/award (A): 24,589.08 @ $0 · Tax withholding (F): 17,401 @ $191.23 | EDGAR |
| 2025-07-18 | 4 | MORGAN STANLEY (MS) | Sale (S): 20,000 @ $140.30 | EDGAR |
| 2025-01-17 | 4 | MORGAN STANLEY (MS) | Grant/award (A): 29,328.67 @ $0 · Tax withholding (F): 20,237 @ $135.81 | EDGAR |
| 2024-04-19 | 4 | MORGAN STANLEY (MS) | Sale (S): 11,200 @ $90.09 | EDGAR |
| 2024-01-19 | 4 | MORGAN STANLEY (MS) | Grant/award (A): 25,005.51 @ $0 · Tax withholding (F): 21,667 @ $85.97 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1977796 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →