Fraser Lee — SEC Form 4 filings
SEC reporting owner CIK 1978350. 3 Form 4 filings on record with FilingPulse; latest filed 2025-08-27.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-03-26 to 2025-08-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 100,000 shares, $28,910 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: sale of 100,000 shares @ $0.29 ($28,910) in Planet 13 Holdings Inc., filed 2025-08-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Planet 13 Holdings Inc. (PLNH) | Chief Administrative Officer | 3 | — | 1 leg · 100,000 sh · $28,910 | 5 |
Form 4 filings — Fraser Lee
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-08-27 | 4 | Planet 13 Holdings Inc. (PLNH) | Sale (S): 100,000 @ $0.29 | EDGAR |
| 2025-04-02 | 4 | Planet 13 Holdings Inc. (PLNH) | Grant/award (A): 1,052,542 (derivative) | EDGAR |
| 2024-03-26 | 4 | Planet 13 Holdings Inc. (PLNH) | Option exercise (M): 185,185 @ $0.54 · Tax withholding (F): 83,333 @ $0.54 · Grant/award (A): 185,185 (derivative) · Option exercise (M): 185,185 (derivative) @ $0.54 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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