Smalling Ralph — SEC Form 4 filings
SEC reporting owner CIK 1983288. 12 Form 4 filings on record with FilingPulse; latest filed 2026-06-04.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-06-07 to 2026-06-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,250 shares.
- Open-market sales (code S, non-derivative): 10 legs across 6 filings — 7,148 shares, $21,094 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 2,510 shares @ $2.34 ($5,873) in GENELUX Corp, filed 2024-12-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GENELUX Corp (GNLX) | Head of Regulatory | 12 | 1 leg · 1,250 sh | 10 legs · 7,148 sh · $21,094 | 11 |
Form 4 filings — Smalling Ralph
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-04 | 4 | GENELUX Corp (GNLX) | Sale (S): 192 @ $2.93 | EDGAR |
| 2026-05-12 | 4 | GENELUX Corp (GNLX) | Sale (S): 270 @ $2.98 | EDGAR |
| 2026-03-26 | 4 | GENELUX Corp (GNLX) | Sale (S): 345 @ $2.42 · Sale (S): 240 @ $2.51 | EDGAR |
| 2025-12-09 | 4 | GENELUX Corp (GNLX) | Sale (S): 1,244 @ $3.36 · Sale (S): 580 @ $3.36 · Sale (S): 343 @ $5.37 · Sale (S): 165 @ $4.69 | EDGAR |
| 2025-09-03 | 4 | GENELUX Corp (GNLX) | Grant/award (A): 10,000 @ $0 · Disposition to issuer (D): 8,333 (derivative) · Grant/award (A): 8,333 (derivative) | EDGAR |
| 2025-08-29 | 4 | GENELUX Corp (GNLX) | Grant/award (A): 26,230 @ $0 · Grant/award (A): 34,770 (derivative) @ $0 | EDGAR |
| 2025-05-13 | 4 | GENELUX Corp (GNLX) | Sale (S): 1,259 @ $2.92 | EDGAR |
| 2025-04-17 | 4 | GENELUX Corp (GNLX) | Grant/award (A): 4,172 @ $0 | EDGAR |
| 2024-12-20 | 4 | GENELUX Corp (GNLX) | Grant/award (A): 15,525 @ $0 · Grant/award (A): 21,100 (derivative) @ $0 | EDGAR |
| 2024-12-18 | 4 | GENELUX Corp (GNLX) | Sale (S): 2,510 @ $2.34 | EDGAR |
| 2024-07-08 | 4 | GENELUX Corp (GNLX) | Grant/award (A): 616 @ $0 · Grant/award (A): 2,107 @ $0 | EDGAR |
| 2024-06-07 | 4 | GENELUX Corp (GNLX) | Purchase (P): 1,250 · Purchase (P): 1,250 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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