BAUER THOMAS E. — SEC Form 4 filings
SEC reporting owner CIK 1983315. 5 Form 4 filings on record with FilingPulse; latest filed 2025-04-09.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-02-05 to 2025-04-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| FARMER BROTHERS CO (FARM) | Chief Field Operations Officer | 5 | — | — | 6 |
Form 4 filings — BAUER THOMAS E.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-04-09 | 4 | FARMER BROTHERS CO (FARM) | Other (J): 54,994 @ $0 · Tax withholding (F): 9,884 @ $1.77 | EDGAR |
| 2025-02-03 | 4 | FARMER BROTHERS CO (FARM) | Tax withholding (F): 986 @ $1.73 | EDGAR |
| 2024-11-14 | 4 | FARMER BROTHERS CO (FARM) | Tax withholding (F): 3,652 @ $2.05 | EDGAR |
| 2024-11-12 | 4 | FARMER BROTHERS CO (FARM) | Grant/award (A): 55,000 @ $0 | EDGAR |
| 2024-02-05 | 4 | FARMER BROTHERS CO (FARM) | Tax withholding (F): 987 @ $2.99 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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