Kauder Joseph — SEC Form 4 filings
SEC reporting owner CIK 1984782. 8 Form 4 filings on record with FilingPulse; latest filed 2026-08-03.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-28 to 2026-08-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BANC OF CALIFORNIA, INC. (BANC) | CHIEF FINANCIAL OFFICER | 8 | — | — | 10 |
Form 4 filings — Kauder Joseph
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-03 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Tax withholding (F): 5,444 @ $19.15 | EDGAR |
| 2026-03-03 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Tax withholding (F): 3,620 @ $19.78 · Tax withholding (F): 3,329 @ $18.47 | EDGAR |
| 2026-02-25 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Grant/award (A): 19,549 @ $0 | EDGAR |
| 2025-08-04 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Tax withholding (F): 5,434 @ $14.16 | EDGAR |
| 2025-02-27 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Grant/award (A): 19,625 @ $0 · Tax withholding (F): 2,638 @ $14.69 | EDGAR |
| 2024-08-05 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Tax withholding (F): 3,818 @ $13.19 | EDGAR |
| 2024-05-28 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Grant/award (A): 169,033 (derivative) @ $0 | EDGAR |
| 2024-02-28 | 4 | BANC OF CALIFORNIA, INC. (BANC) | Grant/award (A): 20,161 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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