Layton Kathleen I. — SEC Form 4 filings
SEC reporting owner CIK 1985638. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-14.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-03-19 to 2026-09-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 11 legs across 5 filings — 45,797 shares, $244,890 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 12,401 shares @ $4.90 ($60,765) in Oportun Financial Corp, filed 2026-03-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Oportun Financial Corp (OPRT) | Chief Legal Officer | 9 | — | 11 legs · 45,797 sh · $244,890 | 11 |
Form 4 filings — Layton Kathleen I.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | Oportun Financial Corp (OPRT) | Sale (S): 4,223 @ $7.80 | EDGAR |
| 2026-03-12 | 4 | Oportun Financial Corp (OPRT) | Sale (S): 1,398 @ $4.90 · Sale (S): 5,556 @ $4.90 · Sale (S): 12,401 @ $4.90 · Grant/award (A): 70,357 · Grant/award (A): 35,179 (derivative) | EDGAR |
| 2026-01-05 | 4 | Oportun Financial Corp (OPRT) | Grant/award (A): 86,043 | EDGAR |
| 2025-09-11 | 4 | Oportun Financial Corp (OPRT) | Sale (S): 4,214 @ $6.64 | EDGAR |
| 2025-04-04 | 4 | Oportun Financial Corp (OPRT) | Grant/award (A): 73,530 · Grant/award (A): 49,020 (derivative) @ $0 | EDGAR |
| 2025-03-12 | 4 | Oportun Financial Corp (OPRT) | Sale (S): 485 @ $5.99 · Sale (S): 1,473 @ $5.99 · Sale (S): 5,387 @ $5.99 · Sale (S): 5,372 @ $5.99 | EDGAR |
| 2024-09-12 | 4 | Oportun Financial Corp (OPRT) | Sale (S): 750 @ $2.45 · Sale (S): 4,538 @ $2.45 | EDGAR |
| 2024-06-18 | 4 | Oportun Financial Corp (OPRT) | Grant/award (A): 30,535 · Grant/award (A): 30,535 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | Oportun Financial Corp (OPRT) | Tax withholding (F): 660 @ $3.03 · Tax withholding (F): 505 @ $3.03 · Tax withholding (F): 1,545 @ $3.03 · Tax withholding (F): 5,652 @ $3.03 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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