Smith Brian P. — SEC Form 4 filings
SEC reporting owner CIK 1987638. 4 Form 4 filings on record with FilingPulse; latest filed 2026-05-06.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-08-06 to 2026-05-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 4 filings — 27,034 shares, $542,857 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 13,381 shares @ $20.00 ($267,615) in Sound Point Alternative Income Fund, filed 2026-05-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Sound Point Alternative Income Fund (SAFTX) | President, Director | 1 | 3 legs · 19,643 sh · $392,869 | — | — |
| Felicitas Private Markets Fund (FPMYX) | President | 3 | 3 legs · 7,390 sh · $149,988 | — | — |
Form 4 filings — Smith Brian P.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-06 | 4 | Sound Point Alternative Income Fund (SAFTX) | Purchase (P): 3,762.70 @ $20 · Purchase (P): 13,380.75 @ $20 · Purchase (P): 2,500 @ $20 | EDGAR |
| 2024-11-18 | 4/A | Felicitas Private Markets Fund (FPMYX) | Purchase (P): 2,449.78 @ $20.41 | EDGAR |
| 2024-11-14 | 4 | Felicitas Private Markets Fund (FPMYX) | Purchase (P): 2,449.78 @ $20.41 | EDGAR |
| 2024-08-06 | 4 | Felicitas Private Markets Fund (FPMYX) | Purchase (P): 2,490.70 @ $20.07 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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