Fowler James — SEC Form 4 filings
SEC reporting owner CIK 1987925. 8 Form 4 filings on record with FilingPulse; latest filed 2026-05-18.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-12 to 2026-05-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 3 filings — 73,500 shares, $148,418 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: purchase of 31,000 shares @ $1.69 ($52,390) in Lumen Technologies, Inc., filed 2024-02-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lumen Technologies, Inc. (LUMN) | EVP, Chief Tech & Product Off. | 8 | 4 legs · 73,500 sh · $148,418 | — | 5 |
Form 4 filings — Fowler James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-18 | 4 | Lumen Technologies, Inc. (LUMN) | Tax withholding (F): 22,922 @ $10.34 | EDGAR |
| 2026-03-03 | 4 | Lumen Technologies, Inc. (LUMN) | Grant/award (A): 582,887 @ $0 | EDGAR |
| 2026-01-07 | 4 | Lumen Technologies, Inc. (LUMN) | Grant/award (A): 612,860 @ $0 | EDGAR |
| 2025-05-16 | 4 | Lumen Technologies, Inc. (LUMN) | Grant/award (A): 51,394 @ $0 | EDGAR |
| 2024-09-03 | 4 | Lumen Technologies, Inc. (LUMN) | Purchase (P): 10,000 @ $4.70 | EDGAR |
| 2024-05-20 | 4 | Lumen Technologies, Inc. (LUMN) | Grant/award (A): 157,518 @ $0 | EDGAR |
| 2024-02-14 | 4 | Lumen Technologies, Inc. (LUMN) | Purchase (P): 2,500 @ $1.61 · Purchase (P): 31,000 @ $1.69 | EDGAR |
| 2024-02-12 | 4 | Lumen Technologies, Inc. (LUMN) | Purchase (P): 30,000 @ $1.50 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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